Regulation NMS - Rule 606 - Disclosure of SEC Required Held Order Routing Information
Name Last modified Size Description
Parent Directory -
2017Q4 Rule 606 - HSBC.pdf 29-Jan-2018 16:30 41K
HSBC_2017Q4Disclosure.pdf 29-Jan-2018 16:30 63K
2018Q1 Rule 606 - HSBC.pdf 26-Apr-2018 15:30 41K
HSBC_2018Q1Disclosure.pdf 26-Apr-2018 15:31 63K
2018Q2 Rule 606 - HSBC.pdf 27-Jul-2018 11:41 41K
HSBC_2018Q2Disclosure.pdf 19-Sep-2018 13:43 36K
2018Q3 Rule 606 - HSBC.pdf 29-Oct-2018 10:29 61K
HSBC_2018Q3Disclosure.pdf 29-Oct-2018 10:30 36K
2018Q4 Rule 606 - HSBC.pdf 31-Jan-2019 15:16 66K
HSBC_2018Q4Disclosure.pdf 31-Jan-2019 15:16 36K
2019Q1 Rule 606 - HSBC.pdf 30-Apr-2019 14:09 66K
HSBC_2019Q1Disclosure.pdf 30-Apr-2019 14:09 36K
2019Q2 Rule 606 - HSBC.pdf 25-Jul-2019 16:43 68K
HSBC_2019Q2Disclosure.pdf 25-Jul-2019 16:43 36K
2019Q3 Rule 606 - HSBC.pdf 30-Oct-2019 11:32 79K
HSBC_2019Q3Disclosure.pdf 30-Oct-2019 11:33 36K
2019Q4 Rule 606 - HSBC.pdf 29-Jan-2020 14:32 74K
HSBC_2019Q4Disclosure.pdf 29-Jan-2020 14:34 36K
606-HSBC-2020Q1.zip 29-May-2020 18:12 89K
606-HSBC-2020Q2.zip 06-Oct-2020 12:00 88K
606-HSBC-2020Q3.zip 27-Oct-2020 17:48 89K
606-HSBC-2020Q4.zip 29-Jan-2021 16:40 119K
606-HSBC-2021Q1.zip 30-Apr-2021 10:10 156K
606-HSBC-2021Q2.zip 24-Aug-2021 16:12 158K
606-HSBC-2021Q3.zip 29-Oct-2021 13:05 159K
606-HSBC-2021Q4.zip 31-Jan-2022 16:17 157K
606-HSBC-2022Q1.zip 29-Apr-2022 11:09 160K
606-HSBC-2022Q2.zip 28-Jul-2022 21:48 158K
606-HSBC-2022Q3.zip 31-Oct-2022 13:01 153K
606-HSBC-2022Q4.zip 23-Jan-2023 15:54 155K
606-HSBC-2023Q1.zip 28-Apr-2023 17:06 151K
606-HSBC-2023Q2.zip 31-Jul-2023 15:26 150K
606-HSBC-2023Q3.zip 31-Oct-2023 15:27 156K
606-HSBC-2023Q4.zip 30-Jan-2024 12:21 154K
606-HSBC-2024Q1.zip 30-Apr-2024 16:20 153K
19585_606_NMS_2024_Q2.zip 16-Jul-2024 15:21 157K