1.3 Stifel, Nicolaus & Co., Inc. 2026 1 2026-04-28T19:27:18Z 2026 01 100.00 89.87 0.30 1.64 8.19 Virtu Americas, LLC 32.13 30.92 36.93 34.27 44.77 13047.46 15.0000 292.11 15.0000 519.51 15.0000 145.74 4.1444 During the time period, Stifel received payment from Virtu Americas. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. CITADEL SECURITIES LLC 30.98 32.10 30.43 31.83 18.54 7723.92 7.0404 295.17 12.0040 0.00 0.0000 6.90 0.9268 During the time period, Stifel received payment from Citadel Securities LLC. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. StoneX Financial, Inc. 22.38 23.17 17.20 21.29 14.12 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not accept rebate, credits or payments from StoneX Financial, Inc. The Firm and this venue did not have any arrangements: (i). that provided incentives to the Firm for meeting or exceeding certain volume thresholds; (ii). that provided disincentives to the Firm for failing to meet certain minimum volume thresholds; (iii). for volume-based tiered payment schedules; or (iv). for minimum amount of orders. GTS SECURITIES LLC 12.51 12.91 9.48 11.22 8.54 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not accept rebate, credits or payments from GTS Securities LLC. The Firm and this venue did not have any arrangements: (i). that provided incentives to the Firm for meeting or exceeding certain volume thresholds; (ii). that provided disincentives to the Firm for failing to meet certain minimum volume thresholds; (iii). for volume-based tiered payment schedules; or (iv). for minimum amount of orders. 100.00 86.83 1.48 3.97 7.71 Virtu Americas, LLC 47.06 46.53 42.34 38.84 58.11 48356.28 14.9373 33543.81 14.9186 28469.24 14.6281 2236.15 0.7722 During the time period, Stifel received payment from Virtu Americas. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. CITADEL SECURITIES LLC 23.10 23.40 20.86 25.67 18.91 21498.55 9.5577 3472.87 11.2569 0.00 0.0000 25.26 0.7028 During the time period, Stifel received payment from Citadel Securities, LLC. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. StoneX Financial, Inc. 18.28 18.94 12.22 17.97 12.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not accept rebate, credits or payments from StoneX Financial, Inc. The Firm and this venue did not have any arrangements: (i). that provided incentives to the Firm for meeting or exceeding certain volume thresholds; (ii). that provided disincentives to the Firm for failing to meet certain minimum volume thresholds; (iii). for volume-based tiered payment schedules; or (iv). for minimum amount of orders. GTS SECURITIES LLC 10.23 10.36 9.99 12.95 7.42 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not accept rebate, credits or payments from GTS Securities LLC. The Firm and this venue did not have any arrangements: (i). that provided incentives to the Firm for meeting or exceeding certain volume thresholds; (ii). that provided disincentives to the Firm for failing to meet certain minimum volume thresholds; (iii). for volume-based tiered payment schedules; or (iv). for minimum amount of orders. 100.00 30.31 4.83 54.00 10.86 Citadel Execution Services 39.44 17.29 50.97 49.20 47.60 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from Citadel Execution Services for options order flow. The Firm and this venue did not have any arrangements: (i). that provided incentives to the Firm for meeting or exceeding certain volume thresholds; (ii). that provided disincentives to the Firm for failing to meet certain minimum volume thresholds; (iii). for volume-based tiered payment schedules; or (iv). for minimum amount of orders. Susquehanna Financial Group, LLP 36.47 16.42 46.05 47.45 33.60 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from Susquehanna Financial Group, LLP for options order flow. The Firm and this venue did not have any arrangements: (i). that provided incentives to the Firm for meeting or exceeding certain volume thresholds; (ii). that provided disincentives to the Firm for failing to meet certain minimum volume thresholds; (iii). for volume-based tiered payment schedules; or (iv). for minimum amount of orders. Cboe Exchange, Inc. 9.70 30.03 0.52 0.12 4.65 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from Cboe Exchange, Inc. for options order flow. NASDAQ PHLX 4.07 13.17 0.10 0.14 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from NASDAQ PHLX for options order flow. Nasdaq ISE, LLC 1.52 2.07 0.00 0.02 8.09 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from NASDAQ ISE, LLC for options order flow. 2026 02 100.00 90.48 0.42 2.00 7.11 Virtu Americas, LLC 27.57 25.65 21.64 26.74 52.58 8652.17 15.0000 283.28 15.0000 552.07 15.0000 276.38 4.5719 During the time period, Stifel received payment from Virtu Americas. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. CITADEL SECURITIES LLC 23.95 24.75 35.78 25.28 12.71 4605.29 7.0775 390.42 12.1766 0.00 0.0000 0.00 0.0000 During the time period, Stifel received payment from Citadel Securities LLC. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. StoneX Financial, Inc. 20.66 21.44 17.75 20.47 11.07 6952.89 14.5235 152.85 15.0000 394.62 14.2457 2.25 15.0000 During the time period, Stifel received payment from StoneX Financial, Inc. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. GTS SECURITIES LLC 20.09 20.85 15.60 19.17 10.92 9122.72 13.9878 500.75 13.8776 438.71 14.0454 0.07 15.5556 During the time period, Stifel received payment from GTS Securities LLC. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. Jane Street Capital 5.34 5.53 4.44 5.11 2.97 1692.04 15.0000 45.65 15.0000 64.68 15.0000 0.75 15.0000 During the time period, Stifel received payment from Jane Street Capital. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. 100.00 82.96 3.56 6.37 7.12 Virtu Americas, LLC 29.90 24.65 68.26 53.19 51.18 24732.42 14.8031 39733.93 14.8638 25179.54 14.7697 1519.03 0.7051 During the time period, Stifel received payment from Virtu Americas. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. GTS SECURITIES LLC 21.79 23.88 7.45 12.98 12.48 32218.10 14.3591 3826.63 12.1524 2955.37 13.8775 59.77 14.9995 During the time period, Stifel received payment from GTS Securities LLC. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. CITADEL SECURITIES LLC 21.02 22.52 9.04 15.27 14.60 14526.32 9.0647 2339.59 10.9611 0.00 0.0000 7.01 0.4265 During the time period, Stifel received payment from Citadel Securities, LLC. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. StoneX Financial, Inc. 19.93 22.00 6.09 11.99 9.89 19242.12 14.5192 1330.28 14.9992 1501.81 14.1176 22.09 15.0000 During the time period, Stifel received payment from StoneX Financial, Inc.. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. Jane Street Capital 5.13 5.68 1.79 2.71 2.65 5049.21 14.9438 366.93 13.6496 342.66 14.0605 7.20 15.0000 During the time period, Stifel received payment from Jane Street Capital. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. 100.00 35.08 4.70 50.90 9.32 Citadel Execution Services 36.56 13.79 42.49 48.78 52.55 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from Citadel Execution Services for options order flow. The Firm and this venue did not have any arrangements: (i). that provided incentives to the Firm for meeting or exceeding certain volume thresholds; (ii). that provided disincentives to the Firm for failing to meet certain minimum volume thresholds; (iii). for volume-based tiered payment schedules; or (iv). for minimum amount of orders. Susquehanna Financial Group, LLP 33.42 12.66 42.44 47.06 32.51 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from Susquehanna Financial Group, LLP for options order flow. The Firm and this venue did not have any arrangements: (i). that provided incentives to the Firm for meeting or exceeding certain volume thresholds; (ii). that provided disincentives to the Firm for failing to meet certain minimum volume thresholds; (iii). for volume-based tiered payment schedules; or (iv). for minimum amount of orders. Cboe Exchange, Inc. 18.12 49.14 12.31 0.09 2.76 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from Cboe Exchange, Inc. for options order flow. Nasdaq ISE, LLC 3.77 10.02 0.11 0.00 2.64 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from NASDAQ ISE, LLC for options order flow. 2026 03 100.00 90.68 0.33 2.22 6.77 Virtu Americas, LLC 24.12 22.09 21.34 22.28 52.03 7480.25 15.0000 402.77 15.0000 653.43 15.0000 252.18 2.8180 During the time period, Stifel received payment from Virtu Americas. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. CITADEL SECURITIES LLC 21.01 21.73 21.51 20.86 11.36 4289.75 7.4068 198.39 6.2735 0.00 0.0000 3.49 0.4218 During the time period, Stifel received payment from Citadel Securities LLC. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. GTS SECURITIES LLC 17.80 18.46 19.39 18.46 8.70 8726.93 15.0000 612.16 15.0000 843.66 15.0001 0.00 0.0000 During the time period, Stifel received payment from GTS Securities LLC. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. StoneX Financial, Inc. 17.41 18.14 16.41 17.85 7.49 5916.25 14.5391 109.91 15.0000 314.87 14.3095 5.85 15.0000 During the time period, Stifel received payment from StoneX Financial, Inc. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. Jane Street Capital 17.18 17.94 15.65 17.60 6.95 6245.93 15.0000 132.16 15.0000 335.31 15.0000 7.39 15.0000 During the time period, Stifel received payment from Jane Street Capital. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. 100.00 84.05 2.58 6.30 7.07 Virtu Americas, LLC 25.97 21.01 60.43 45.42 55.01 21859.53 14.8268 10772.18 14.7005 11213.34 14.5026 1674.90 0.7419 During the time period, Stifel received payment from Virtu Americas. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. GTS SECURITIES LLC 19.97 21.48 9.08 14.30 10.99 36837.55 15.0000 5057.67 15.0000 4072.44 15.0000 10.01 15.0075 During the time period, Stifel received payment from GTS Securities LLC. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. CITADEL SECURITIES LLC 18.26 19.16 9.31 14.47 14.23 14000.07 8.1211 2233.86 9.7687 0.00 0.0000 1.85 0.1118 During the time period, Stifel received payment from Citadel Securities, LLC. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. StoneX Financial, Inc. 17.10 18.59 6.52 11.23 8.40 17192.91 14.6207 1016.21 15.0000 1258.61 13.4562 15.45 15.0000 During the time period, Stifel received payment from StoneX Financial, Inc.. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. Jane Street Capital 17.02 18.67 6.28 10.46 7.11 17481.97 14.8241 1004.95 14.3157 1450.78 14.5802 9.90 15.0000 During the time period, Stifel received payment from Jane Street Capital. For held marketable orders, Stifel received $0.0015 per share for NMS securities priced greater than $1. 100.00 41.84 3.66 47.66 6.83 Citadel Execution Services 32.28 9.39 49.71 48.24 51.69 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from Citadel Execution Services for options order flow. The Firm and this venue did not have any arrangements: (i). that provided incentives to the Firm for meeting or exceeding certain volume thresholds; (ii). that provided disincentives to the Firm for failing to meet certain minimum volume thresholds; (iii). for volume-based tiered payment schedules; or (iv). for minimum amount of orders. Susquehanna Financial Group, LLP 30.21 8.56 47.36 47.10 35.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from Susquehanna Financial Group, LLP for options order flow. The Firm and this venue did not have any arrangements: (i). that provided incentives to the Firm for meeting or exceeding certain volume thresholds; (ii). that provided disincentives to the Firm for failing to meet certain minimum volume thresholds; (iii). for volume-based tiered payment schedules; or (iv). for minimum amount of orders. Cboe Exchange, Inc. 26.83 62.93 1.02 0.37 4.23 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from Cboe Exchange, Inc. for options order flow. Nasdaq ISE, LLC 3.87 9.10 0.19 0.01 0.82 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 During the time period, Stifel did not receive rebates, credits or payments from NASDAQ ISE, LLC for options order flow.