1.3 RBCWM 2020 2 2020-08-24T19:17:25Z 2020 04 100.00 75.98 3.81 14.22 5.99 Citadel Execution Services 31.66 32.51 25.12 28.52 32.47 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC 29.06 28.11 31.71 33.35 29.32 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1 Execution Services, LLC 26.06 25.89 27.89 26.69 25.61 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 13.22 13.49 15.28 11.45 12.60 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 64.49 10.37 20.05 5.08 Virtu Americas, LLC 40.93 38.16 48.10 46.67 38.83 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Execution Services 21.38 22.16 14.84 22.44 20.67 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1 Execution Services, LLC 19.68 20.33 14.58 19.15 23.96 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 18.01 19.36 22.48 11.73 16.55 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 20.47 17.59 60.70 1.24 Citigroup Global Markets Inc. 58.59 20.94 58.68 71.00 71.24 1727.74 28.2218 3610.61 14.9917 9660.20 7.1253 149.76 7.8491 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Wolverine Execution Services, LLC 27.21 65.37 26.78 14.69 16.34 1008.75 26.0054 792.00 25.2632 2370.25 24.8845 21.50 25.0000 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Citadel Execution Services 14.20 13.69 14.54 14.31 12.42 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. 2020 05 100.00 78.36 3.79 12.45 5.40 Citadel Execution Services 34.71 35.10 28.74 33.60 35.74 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1 Execution Services, LLC 31.27 30.39 39.67 34.80 30.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC 29.73 29.84 28.42 29.17 30.36 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 4.29 4.67 3.17 2.43 3.84 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 64.78 9.11 20.76 5.35 Virtu Americas, LLC 54.63 50.89 63.38 63.06 52.32 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Execution Services 17.81 19.99 12.02 13.80 16.90 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1 Execution Services, LLC 16.05 15.22 13.88 17.20 25.35 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 11.51 13.90 10.72 5.94 5.43 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 17.26 19.76 61.97 1.00 Citigroup Global Markets Inc. 57.08 23.55 54.26 67.24 61.82 1197.35 26.1601 4608.70 17.0201 10010.07 7.4512 144.10 7.8486 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Wolverine Execution Services, LLC 28.12 56.38 35.43 18.17 12.73 1222.00 35.2161 2226.25 30.3593 2478.50 34.8888 90.75 30.1495 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Citadel Execution Services 14.80 20.07 10.31 14.59 25.45 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. 2020 06 100.00 82.41 3.34 9.36 4.88 Citadel Execution Services 39.76 38.91 36.60 43.31 49.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1 Execution Services, LLC 29.88 30.24 36.60 28.57 21.87 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC 25.37 25.88 23.40 20.67 27.11 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 4.98 4.97 3.40 7.45 1.46 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 70.76 6.44 15.87 6.93 Virtu Americas, LLC 51.76 48.63 64.79 57.51 58.44 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1 Execution Services, LLC 18.73 17.77 16.92 22.28 22.12 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Execution Services 18.60 20.25 13.48 15.69 13.17 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 10.92 13.36 4.81 4.52 6.27 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 12.04 23.64 62.14 2.17 Citigroup Global Markets Inc. 69.79 31.10 67.12 78.35 68.52 2096.13 31.1831 2651.41 10.7123 9078.01 10.2805 172.35 5.6085 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Wolverine Execution Services, LLC 17.24 43.14 23.34 10.37 3.70 1232.50 27.5850 546.00 31.6705 1225.75 34.6355 78.75 27.8269 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Citadel Execution Services 12.97 25.75 9.54 11.28 27.78 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.