1.3 RBCWM 2020 1 2020-06-12T17:25:28Z 2020 01 100.00 82.97 3.03 8.21 5.78 G1 Execution Services, LLC 44.98 45.36 45.89 41.04 44.62 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Execution Services 29.98 30.32 33.77 28.52 25.15 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC 14.76 14.56 10.97 17.00 16.44 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 10.28 9.76 9.38 13.43 13.79 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 67.84 11.34 15.75 5.08 Virtu Americas, LLC 50.94 47.79 59.20 60.35 45.39 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1 Execution Services, LLC 21.18 21.21 16.10 21.41 31.44 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 13.97 17.03 10.60 4.59 9.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Execution Services 13.91 13.98 14.09 13.64 13.37 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 99.99 24.24 21.97 50.48 3.31 Citigroup 59.98 27.02 75.00 69.48 56.66 1947.96 0.3219 4461.67 0.2297 4070.30 0.1928 157.33 0.2241 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Wolverine Execution Services, LLC 23.58 55.77 15.95 12.00 15.17 3722.75 0.2863 3704.00 0.3700 9272.25 0.4461 4414.50 0.3664 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Citadel Execution Services 16.44 17.21 9.05 18.52 28.17 1070.29 0.1394 963.09 0.1923 2227.74 0.3718 51.89 0.3052 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. 2020 02 100.00 82.13 2.80 8.87 6.20 G1 Execution Services, LLC 46.48 46.75 48.24 43.25 46.65 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Execution Services 28.60 28.63 28.59 31.51 23.95 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC 15.66 15.35 16.50 16.67 17.88 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 9.27 9.26 6.68 8.57 11.52 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 67.02 12.11 15.87 5.00 Virtu Americas, LLC 49.41 45.92 55.89 61.45 42.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1 Execution Services, LLC 21.19 22.14 15.00 18.83 30.88 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 15.03 17.83 14.18 5.11 10.98 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Execution Services 14.38 14.12 14.92 14.61 15.84 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 99.95 23.81 22.86 50.23 3.10 Citigroup 54.52 24.47 70.81 61.20 56.93 1676.58 0.3230 2409.47 0.1483 3676.38 0.1556 138.73 0.2814 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Wolverine Execution Services, LLC 26.15 53.63 20.14 17.09 6.20 4424.75 0.3116 8252.25 0.4196 10145.50 0.3963 4892.75 0.3688 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Citadel Execution Services 19.33 21.90 9.05 21.71 36.86 2009.24 0.1248 820.79 0.1613 3819.00 0.3243 43.24 0.2471 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. 2020 03 100.00 80.81 3.21 10.96 5.02 G1 Execution Services, LLC 38.86 38.37 39.51 41.46 40.57 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Execution Services 27.17 27.47 25.53 27.03 23.72 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC 20.67 20.53 19.57 19.89 25.31 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 13.31 13.63 15.38 11.63 10.40 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 68.98 10.33 16.00 4.68 Virtu Americas, LLC 36.67 33.88 43.09 43.89 38.92 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1 Execution Services, LLC 23.39 24.00 15.19 23.29 32.97 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 21.40 22.76 27.04 14.09 13.96 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Execution Services 18.54 19.37 14.67 18.73 14.15 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 16.54 17.42 64.86 1.18 Citigroup 62.32 30.60 74.76 67.06 62.70 1515.80 0.2986 3412.20 0.2029 7575.01 0.2389 115.00 0.2533 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Citadel Execution Services 22.33 29.31 12.33 22.98 36.51 1378.09 0.1046 1725.09 0.1109 5930.19 0.2390 9.00 0.2000 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. Wolverine Execution Services, LLC 15.35 40.09 12.92 9.96 0.79 1879.25 0.2504 5561.50 0.3695 16076.50 0.3576 3402.50 0.3674 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.