1.3 RBC Correspondent Services 2024 1 2024-04-30T17:42:17Z 2024 01 100.00 96.63 0.38 1.76 1.22 G1 Execution Services, LLC 34.14 34.19 30.28 37.94 26.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. Virtu Americas, LLC 32.64 32.69 28.16 27.74 36.91 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. CITADEL SECURITIES LLC 22.78 22.56 31.89 28.11 29.89 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. UBS Securities, LLC 5.43 5.43 6.36 4.39 6.16 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. 100.00 92.68 3.06 3.27 0.99 G1 Execution Services, LLC 31.76 32.57 17.98 24.17 24.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1X Execution Services, LLC: RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. Virtu Americas, LLC 29.59 29.27 32.43 34.57 33.57 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. CITADEL SECURITIES LLC 25.92 25.59 27.24 32.22 31.95 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. UBS Securities, LLC 7.65 7.34 18.46 6.06 8.63 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. 82.36 40.38 12.28 45.88 22.88 CITADEL SECURITIES LLC 76.32 77.45 70.23 75.27 8.24 6727.20 11.4934 11661.70 25.0870 16316.05 40.0502 534.85 27.0673 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.70 per contract. Wolverine Execution Services, LLC 22.90 22.55 29.77 24.73 88.34 5214.25 32.7569 23323.60 33.1113 13402.30 38.4064 26689.45 38.0398 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders remuneration is paid at a rate of no more than $0.70 per contract. 2024 02 100.00 96.03 0.47 2.04 1.46 Virtu Americas, LLC 35.41 35.51 27.36 30.47 38.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. G1 Execution Services, LLC 30.27 30.22 29.23 35.88 26.03 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. CITADEL SECURITIES LLC 22.10 21.89 30.01 27.07 26.90 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. UBS Securities, LLC 5.67 5.65 7.40 4.39 7.82 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. 100.00 91.76 3.16 3.85 1.23 G1 Execution Services, LLC 31.20 31.93 19.00 25.08 26.66 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1X Execution Services, LLC: RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. Virtu Americas, LLC 27.59 27.02 32.93 34.86 32.95 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. CITADEL SECURITIES LLC 26.70 26.52 26.15 30.29 30.08 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. UBS Securities, LLC 7.95 7.70 17.23 6.19 8.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. 93.02 38.01 12.84 49.26 9.08 CITADEL SECURITIES LLC 76.90 79.24 69.51 73.67 17.27 7598.95 12.5996 9498.70 21.7044 17078.00 43.2081 437.35 30.3505 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.70 per contract. Wolverine Execution Services, LLC 20.92 20.76 29.11 24.57 70.30 4307.80 32.6324 16739.85 37.5375 11913.45 34.4509 22966.80 41.0855 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders remuneration is paid at a rate of no more than $0.70 per contract. 2024 03 100.00 95.52 0.46 1.90 2.11 G1 Execution Services, LLC 32.71 32.99 29.44 35.38 18.36 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. Virtu Americas, LLC 28.95 28.79 24.62 27.97 37.98 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. CITADEL SECURITIES LLC 21.64 21.34 28.16 27.12 28.53 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. UBS Securities, LLC 7.90 7.90 9.90 6.37 9.08 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. 100.00 90.87 3.24 4.09 1.80 Virtu Americas, LLC 31.49 31.44 28.03 33.27 36.40 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. CITADEL SECURITIES LLC 26.99 26.72 24.82 32.33 32.17 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. G1 Execution Services, LLC 24.58 25.08 17.42 21.88 18.15 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1X Execution Services, LLC: RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. UBS Securities, LLC 8.63 8.16 23.12 7.69 8.39 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination. 93.01 38.92 12.79 47.26 8.55 CITADEL SECURITIES LLC 69.06 70.60 61.18 69.67 9.78 6485.15 12.1472 9851.60 21.1694 15558.35 38.7043 447.65 33.6579 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.70 per contract. Wolverine Execution Services, LLC 29.22 29.40 38.82 30.13 71.32 6056.80 31.1260 29827.25 45.3881 19227.65 32.1420 21911.85 29.8873 For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders remuneration is paid at a rate of no more than $0.70 per contract.