1.3
RBCWM
2020
4
2021-01-28T20:48:19Z
2020
10
100.00
94.11
0.87
3.49
1.52
G1 Execution Services, LLC
37.99
38.17
33.71
34.26
37.59
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
G1X Execution Services, LLC: RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
Virtu Americas, LLC
28.43
28.56
23.48
26.22
28.75
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
Citadel Execution Services
28.23
27.96
32.80
34.16
28.93
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
UBS Securities, LLC
5.34
5.31
10.01
5.36
4.72
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
100.00
85.87
4.47
7.73
1.92
Virtu Americas, LLC
45.69
43.70
57.91
59.82
49.12
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
G1 Execution Services, LLC
27.39
28.00
26.33
20.97
28.35
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
G1X Execution Services, LLC: RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
Citadel Execution Services
18.79
19.78
9.64
13.87
16.06
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
UBS Securities, LLC
8.13
8.52
6.12
5.34
6.47
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
100.00
24.15
9.35
41.48
25.02
Citadel Execution Services
50.58
59.42
62.25
72.99
0.53
5507.05
13.1924
8116.30
18.4701
24441.85
44.4559
417.35
35.8856
For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.
Wolverine Execution Services, LLC
43.59
40.58
37.75
27.01
76.16
7605.75
33.2288
12805.50
26.7948
17954.25
23.3187
5832.75
30.3789
For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.
Dash Financial Technologies LLC
5.83
0.00
0.00
0.00
23.31
0.00
0.0000
0.00
0.0000
0.00
0.0000
2554.60
8.7980
For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.
2020
11
100.00
94.07
0.98
3.42
1.53
G1 Execution Services, LLC
38.88
38.91
37.88
37.32
41.51
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
G1X Execution Services, LLC: RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
Virtu Americas, LLC
28.17
28.42
20.83
24.75
24.98
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
Citadel Execution Services
27.38
27.18
31.44
31.31
28.66
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
UBS Securities, LLC
5.57
5.50
9.85
6.62
4.86
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
100.00
85.37
4.75
7.73
2.15
Virtu Americas, LLC
47.01
44.48
65.84
61.12
55.11
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
G1 Execution Services, LLC
26.92
28.11
15.79
21.58
23.21
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
G1X Execution Services, LLC: RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
Citadel Execution Services
18.40
19.46
9.60
12.46
16.92
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
UBS Securities, LLC
7.68
7.94
8.77
4.84
4.76
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
100.00
31.01
9.45
41.68
17.88
Citadel Execution Services
52.35
49.54
67.89
73.14
0.49
6692.55
13.6033
11568.60
21.3980
28854.10
44.2114
550.80
32.8248
For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.
Wolverine Execution Services, LLC
41.01
50.46
32.11
26.81
62.36
8735.25
34.9214
12644.00
30.0482
15101.75
28.5413
8597.00
25.9948
For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.
Dash Financial Technologies LLC
6.64
0.00
0.00
0.05
37.15
0.00
0.0000
-1.36
-4.5333
0.00
0.0000
2570.00
6.8590
For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.
2020
12
100.00
94.16
1.10
3.12
1.62
G1 Execution Services, LLC
28.21
28.11
25.18
28.28
35.92
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
G1X Execution Services, LLC: RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
Citadel Execution Services
27.72
27.57
26.62
33.61
26.12
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
Virtu Americas, LLC
26.04
26.07
24.28
24.63
28.18
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
UBS Securities, LLC
18.03
18.25
23.91
13.48
9.77
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
100.00
85.05
5.14
7.88
1.93
Virtu Americas, LLC
37.61
36.26
42.15
47.55
44.28
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
G1 Execution Services, LLC
21.54
22.09
15.20
19.64
22.29
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
G1X Execution Services, LLC: RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
Citadel Execution Services
21.08
21.71
15.58
18.17
19.87
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
UBS Securities, LLC
19.77
19.95
27.07
14.64
13.57
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. RBC Capital Markets LLC contracts with third party vendor, S3 Matching Technologies, LP to provide execution metrics that RBC Capital Markets LLC uses to evaluate execution quality among various markets and firms. RBC Capital Markets LLC has arranged for its market centers to remit payment for a portion of this service based on the previous year’s volumes routed to each destination.
100.00
27.81
11.45
44.38
16.36
Citadel Execution Services
55.94
60.03
65.69
71.43
0.15
10915.20
18.3322
17870.85
22.7817
28337.35
41.9719
814.55
37.3647
For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.
Wolverine Execution Services, LLC
36.94
39.97
34.31
28.57
56.32
10086.25
29.2330
18131.50
23.7001
26830.75
20.9252
10348.00
24.6363
For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.
Dash Financial Technologies LLC
7.12
0.00
0.00
0.00
43.53
0.00
0.0000
0.00
0.0000
0.00
0.0000
2591.85
9.0223
For exchange-listed equity and index options, RBC is assessed fees and receives credits from the option market centers that may exceed the amount we are charged. RBC may receive the benefit of these credits and such payments constitute payment for order flow.