1.2JP Morgan Securities LLC202422024-07-31T18:48:49Z2024497.4569.634.4319.736.21Citadel Securities LLCCDRG26.0831.4231.699.1115.450.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.VIRTU Americas LLCNITE17.3919.7721.658.8214.930.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.G1 Execution Services, LLCETMM15.9521.6118.810.220.450.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.TWO SIGMA SECURITIES, LLCSOHO12.5316.9615.520.160.110.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketXNAS9.840.000.0039.6732.65-1.6157-32.31400.137727.54007936.451926.649771.68360.8667Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share for adding displayed liquidity), (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, (5) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), (6) the rebate for growing midpoint add ADV by 30% or more versus May 2021 midpoint add ADV and adding a minimum of 15 million shares of midpoint liquidity per day (an additional rebate of $0.0002 per share) and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.JANE STREET CAPITAL, LLCJNST8.948.2612.208.7914.820.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.New York Stock Exchange LLCXNYS4.900.050.1317.8421.57-13.0740-2.178624.47842.98623627.679919.7829274.70992.8244Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), Add Tier 2 for Tape C securities (a rebate of $0.0023 per share), MidPoint Liquidity Tier 3 (a rebate of $0.0020 per share for adding average daily volume in MPL orders that is at least 0.0075% of Tapes A, B and C consolidated average daily volume combined, excluding any liquidity added by a DMM), Step-up Tier 3 (a rebate of $0.0005 per share for adding ADV in Non-Displayed Limit Orders and Midpoint Limit Orders in Tapes A, B and C securities consolidated average daily volume combined, excluding any liquidity added by a DMM, that is at least 0.02% and less than 0.04% of NYSE consolidated average daily volume over the firm's May 2020 adding liquidity in Non-Displayed Limit Orders and MPL Orders taken as a percentage of NYSE CADV, MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0029 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCX1.670.000.008.480.00-0.0032-32.00000.00000.00002017.914922.50120.00000.0000Firm qualified for Tier 4 for adding .20% of consolidated ADV (a rebate of $0.0025 for Tape A and Tape C securities and $0.0022 for Tape B securities for adding displayed liquidity) and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .02% of limit non-displayed and mid-point liquidity orders combined over July 2020 (a rebate of $0.0004 per share for adding non-displayed liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX1.360.000.006.910.000.00000.00000.00000.00001176.843114.28860.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Pershing LLCPPFD1.341.930.000.000.020.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.99.8469.545.7918.086.60Citadel Securities LLCCDRG25.1029.6633.198.7214.180.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.G1 Execution Services, LLCETMM22.8530.8124.140.240.360.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.JANE STREET CAPITAL, LLCJNST17.2919.5221.408.5814.010.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.VIRTU Americas LLCNITE17.2819.5620.938.5014.040.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.The Nasdaq Stock MarketXNAS8.130.340.1432.7630.00-198.9514-11.1050-73.6607-10.933139835.868323.66222735.02485.5185Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share for adding displayed liquidity), (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, (5) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), (6) the rebate for growing midpoint add ADV by 30% or more versus May 2021 midpoint add ADV and adding a minimum of 15 million shares of midpoint liquidity per day (an additional rebate of $0.0002 per share) and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCXNYS3.420.060.1714.1912.16-66.9732-2.740074.188111.621311039.424618.4602705.17653.3641Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), Add Tier 2 for Tape C securities (a rebate of $0.0023 per share), MidPoint Liquidity Tier 3 (a rebate of $0.0020 per share for adding average daily volume in MPL orders that is at least 0.0075% of Tapes A, B and C consolidated average daily volume combined, excluding any liquidity added by a DMM), Step-up Tier 3 (a rebate of $0.0005 per share for adding ADV in Non-Displayed Limit Orders and Midpoint Limit Orders in Tapes A, B and C securities consolidated average daily volume combined, excluding any liquidity added by a DMM, that is at least 0.02% and less than 0.04% of NYSE consolidated average daily volume over the firm's May 2020 adding liquidity in Non-Displayed Limit Orders and MPL Orders taken as a percentage of NYSE CADV, MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0029 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCX2.940.030.0311.4212.90-44.0218-31.8999-21.9362-29.409011091.683817.8653-1388.6405-12.0236Firm qualified for Tier 4 for adding .20% of consolidated ADV (a rebate of $0.0025 for Tape A and Tape C securities and $0.0022 for Tape B securities for adding displayed liquidity) and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .02% of limit non-displayed and mid-point liquidity orders combined over July 2020 (a rebate of $0.0004 per share for adding non-displayed liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS1.320.010.006.402.35-0.5895-26.5541-1.5114-12.96236674.668319.6262-121.5809-5.3524Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.20% or average daily added volume of at least 23,000,000 (an incremental rebate of $0.0007 per share for adding displayed liquidity) and Non-Displayed Add Volume Tier 1 for having average daily added volume equal to or greater than 0.05% of the total consolidated volume in the form of Non-Displayed orders that yield certain hidden order related fee codes (incremental rebates of $0.0010 per share for adding hidden liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe EDGX Exchange, Inc.EDGX1.150.010.006.300.00-36.2384-28.5028-0.0057-14.25005430.432512.72980.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.MEMX LLC EQUITIESMEMX0.520.000.002.890.00-1.4759-23.6902-9.5293-23.82322255.362812.80660.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/equities-trading-resources/us-equities-fee-schedule/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.98.848.368.8524.3458.46Dash Financial Technologies LLCDFIN36.6634.8731.2633.3339.060.00000.00000.00000.00000.00000.0000-4957.5300-0.5033Firm not charged for orders routed by the Wealth Management or Commercial and Investment Bank division and cleared by Dash Financial Technologies LLC. However, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Commercial and Investment Bank and cleared by the Firm following execution, Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm qualified for the $.03/contract discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at: http://dash-website-static.s3-website-us-east-1.amazonaws.com/static/606.htmlNasdaq PHLX LLCXPHO25.580.000.000.0043.810.00000.00000.00000.00000.00000.0000-24784.6881-3.7055Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Citadel Securities LLCCDRG17.5641.2140.9839.421.550.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.citadelsecurities.com/rule-605-606-statements/Wolverine Execution Services, LLCWEXX7.3417.5318.0216.400.490.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Wolverine Execution Services, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.tradewex.com/Home/Rule606.GLOBAL EXECUTION BROKERS, LPGEBB4.366.399.7410.850.550.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe Exchange, Inc.XCBO4.200.000.000.007.190.00000.00000.00000.00000.00000.0000-91557.2972-38.9824Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq Options MarketXNDQ1.380.000.000.002.360.00000.00000.00000.00000.00000.0000-67835.6582-65.1947Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.BOX OPTIONS EXCHANGEXBOX1.110.000.000.001.890.00000.00000.00000.00000.00000.00006558.56665.5268Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://boxexchange.com/assets/BOX-Fee-Schedule-as-of-July-3-2023.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO0.920.000.000.001.580.00000.00000.00000.00000.00000.0000-50678.0398-45.3085Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO0.890.000.000.001.520.00000.00000.00000.00000.00000.0000-44001.5784-26.9423Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.2024597.2068.914.3020.526.26Citadel Securities LLCCDRG25.8431.0931.759.7216.400.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.VIRTU Americas LLCNITE17.7320.0921.939.5415.740.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.G1 Execution Services, LLCETMM14.9520.4318.290.210.670.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.TWO SIGMA SECURITIES, LLCSOHO11.6215.8914.650.150.150.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.JANE STREET CAPITAL, LLCJNST10.019.4713.269.4715.400.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketXNAS9.660.000.0038.1429.63-0.0091-45.50000.00000.00007184.924125.974825.74930.2904Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share) for adding displayed liquidity, (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, (5) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), (6) the rebate for growing midpoint add ADV by 30% or more versus May 2021 midpoint add ADV and adding a minimum of 15 million shares of midpoint liquidity per day (an additional rebate of $0.0002 per share) and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCXNYS5.110.040.1218.0321.93-18.9611-3.51848.23930.78753639.543219.8788181.01031.5643Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), MidPoint Liquidity Tier 5 (a rebate of $0.0020 per share for adding average daily volume in MPL orders that is at least 0.0075% of Tapes A, B and C consolidated average daily volume combined, excluding any liquidity added by a DMM), Step-up Tier 3 (a rebate of $0.0005 per share for adding ADV in Non-Displayed Limit Orders and Midpoint Limit Orders in Tapes A, B and C securities consolidated average daily volume combined, excluding any liquidity added by a DMM, that is at least 0.02% and less than 0.04% of NYSE consolidated average daily volume over the firm's May 2020 adding liquidity in Non-Displayed Limit Orders and MPL Orders taken as a percentage of NYSE CADV), MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0029 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Pershing LLCPPFD2.062.990.000.000.080.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.NYSE Arca, Inc.ARCX1.660.000.008.090.000.00000.00000.00000.00001928.064022.64420.00000.0000Firm qualified for Tier 4 for adding .20% of consolidated ADV (a rebate of $0.0025 for Tape A and Tape C securities and $0.0022 for Tape B securities for adding displayed liquidity) and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .02% of limit non-displayed and mid-point liquidity orders combined over July 2020 (a rebate of $0.0004 per share for adding non-displayed liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX1.360.000.006.650.000.00000.00000.00000.00001071.709014.24680.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.99.8365.976.3520.876.82Citadel Securities LLCCDRG25.3030.5033.429.4415.890.00000.00000.00000.0000-1.9210-0.00330.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.G1 Execution Services, LLCETMM20.3928.6622.380.240.230.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.JANE STREET CAPITAL, LLCJNST17.5619.9821.539.2915.680.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.VIRTU Americas LLCNITE17.5619.9821.349.3415.870.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.The Nasdaq Stock MarketXNAS8.330.270.2631.1524.25-897.1329-10.7905-123.6387-7.624546370.800517.04081174.24391.4848Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share) for adding displayed liquidity, (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, (5) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), (6) the rebate for growing midpoint add ADV by 30% or more versus May 2021 midpoint add ADV and adding a minimum of 15 million shares of midpoint liquidity per day (an additional rebate of $0.0002 per share) and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCXNYS4.870.601.0216.2914.75-539.5714-3.7259-11.7564-0.519914957.292716.82291255.54534.5822Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), MidPoint Liquidity Tier 5 (a rebate of $0.0020 per share for adding average daily volume in MPL orders that is at least 0.0075% of Tapes A, B and C consolidated average daily volume combined, excluding any liquidity added by a DMM), Step-up Tier 3 (a rebate of $0.0005 per share for adding ADV in Non-Displayed Limit Orders and Midpoint Limit Orders in Tapes A, B and C securities consolidated average daily volume combined, excluding any liquidity added by a DMM, that is at least 0.02% and less than 0.04% of NYSE consolidated average daily volume over the firm's May 2020 adding liquidity in Non-Displayed Limit Orders and MPL Orders taken as a percentage of NYSE CADV), MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0029 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCX2.720.010.059.769.85-41.1554-22.6714-32.3393-26.494612655.571714.4345-1110.9577-11.5704Firm qualified for Tier 4 for adding .20% of consolidated ADV (a rebate of $0.0025 for Tape A and Tape C securities and $0.0022 for Tape B securities for adding displayed liquidity) and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .02% of limit non-displayed and mid-point liquidity orders combined over July 2020 (a rebate of $0.0004 per share for adding non-displayed liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS1.450.000.005.793.48-10.4380-24.3537-0.2808-5.34866677.567213.7742-110.7057-4.4161Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.20% or average daily added volume of at least 23,000,000 (an incremental rebate of $0.0007 per share for adding displayed liquidity) and Non-Displayed Add Volume Tier 1 for having average daily added volume equal to or greater than 0.06% of the total consolidated volume in the form of Non-Displayed orders that yield certain hidden order related fee codes (incremental rebates of $0.0010 per share for adding hidden liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe EDGX Exchange, Inc.EDGX1.240.000.005.920.00-23.5257-14.9979-0.0015-15.00005422.57849.54720.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.MEMX LLC EQUITIESMEMX0.580.000.002.780.00-2.5796-5.2378-0.3893-19.36823084.32589.67750.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/equities-trading-resources/us-equities-fee-schedule/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.98.207.938.9725.5757.54Dash Financial Technologies LLCDFIN36.8435.8232.3234.2438.750.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management or Commercial and Investment Bank division and cleared by Dash Financial Technologies LLC. However, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Commercial and Investment Bank and cleared by the Firm following execution, Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm qualified for the $.03/contract discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at: http://dash-website-static.s3-website-us-east-1.amazonaws.com/static/606.htmlNasdaq PHLX LLCXPHO25.970.000.000.0045.180.00000.0000-0.0340-0.34000.00000.0000-22465.4079-3.3441Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Citadel Securities LLCCDRG16.5138.0337.5536.441.420.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.citadelsecurities.com/rule-605-606-statements/Wolverine Execution Services, LLCWEXX8.3019.4319.9218.240.530.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Wolverine Execution Services, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.tradewex.com/Home/Rule606.GLOBAL EXECUTION BROKERS, LPGEBB4.616.7210.2111.080.580.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe Exchange, Inc.XCBO2.840.000.000.004.940.00000.00000.00000.00000.00000.0000-91919.8500-39.0653Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.MEMX LLC OPTIONSMXOP1.710.000.000.002.980.00000.00000.00000.00000.00000.00000.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq Options MarketXNDQ1.390.000.000.002.420.00000.00000.00000.00000.00000.0000-102727.1226-83.8566Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.BOX OPTIONS EXCHANGEXBOX1.000.000.000.001.750.00000.00000.00000.00000.00000.000014227.021011.3453Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://boxexchange.com/assets/BOX-Fee-Schedule-as-of-July-3-2023.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO0.830.000.000.001.450.00000.00000.00000.00000.00000.0000-51043.2141-32.9962Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.2024697.8266.894.3622.196.55Citadel Securities LLCCDRG25.8532.3732.158.1214.920.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.VIRTU Americas LLCNITE17.3620.4021.967.9914.930.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.G1 Execution Services, LLCETMM14.6220.5817.970.170.430.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.TWO SIGMA SECURITIES, LLCSOHO12.2217.2015.290.150.190.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketXNAS11.190.000.0139.6436.79-0.8022-35.4956-3.0829-29.729010578.845825.9063310.94922.3945Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share) for adding displayed liquidity, (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, (5) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), (6) the rebate for growing midpoint add ADV by 30% or more versus May 2021 midpoint add ADV and adding a minimum of 15 million shares of midpoint liquidity per day (an additional rebate of $0.0002 per share) and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.JANE STREET CAPITAL, LLCJNST9.569.4112.547.8914.670.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.New York Stock Exchange LLCXNYS4.640.040.0815.4418.06-36.3902-7.0073-1.3959-1.19123033.657919.443324.35250.3581Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), Add Tier 2 for Tape C securities (a rebate of $0.0023 per share), MidPoint Liquidity Tier 5 (a rebate of $0.0020 per share for adding average daily volume in MPL orders that is at least 0.0075% of Tapes A, B and C consolidated average daily volume combined, excluding any liquidity added by a DMM), Step-up Tier 3 (a rebate of $0.0005 per share for adding ADV in Non-Displayed Limit Orders and Midpoint Limit Orders in Tapes A, B and C securities consolidated average daily volume combined, excluding any liquidity added by a DMM, that is at least 0.02% and less than 0.04% of NYSE consolidated average daily volume over the firm's May 2020 adding liquidity in Non-Displayed Limit Orders and MPL Orders taken as a percentage of NYSE CADV), MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0011 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0029 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCX1.820.000.008.230.000.00000.00000.00000.00002428.430022.46470.00000.0000Firm qualified for Tier 4 for adding .20% of consolidated ADV (a rebate of $0.0025 for Tape A and Tape C securities and $0.0022 for Tape B securities for adding displayed liquidity) and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .02% of limit non-displayed and mid-point liquidity orders combined over July 2020 (a rebate of $0.0004 per share for adding non-displayed liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX1.460.000.006.580.00-0.0098-32.66670.00000.00001134.908813.62670.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS1.280.000.005.790.010.00000.00000.006822.66671794.378021.6301-0.0046-5.7500Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.20% or average daily added volume of at least 23,000,000 (an incremental rebate of $0.0007 per share for adding displayed liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice99.9169.216.1118.626.05Citadel Securities LLCCDRG25.3230.1432.888.5813.830.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.G1 Execution Services, LLCETMM21.3028.6323.210.250.340.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.VIRTU Americas LLCNITE17.7720.3221.308.4313.730.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Commercial and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.JANE STREET CAPITAL, LLCJNST17.7020.2621.258.3213.670.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketXNAS7.860.270.2731.6229.46-403.2629-11.1990-36.7914-6.709836061.735817.90301187.79672.2228Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share) for adding displayed liquidity, (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, (5) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), (6) the rebate for growing midpoint add ADV by 30% or more versus May 2021 midpoint add ADV and adding a minimum of 15 million shares of midpoint liquidity per day (an additional rebate of $0.0002 per share) and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCXNYS4.450.321.0417.5414.81-120.8917-4.244433.11214.468012234.914416.0044729.25524.0727Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), Add Tier 2 for Tape C securities (a rebate of $0.0023 per share), MidPoint Liquidity Tier 5 (a rebate of $0.0020 per share for adding average daily volume in MPL orders that is at least 0.0075% of Tapes A, B and C consolidated average daily volume combined, excluding any liquidity added by a DMM), Step-up Tier 3 (a rebate of $0.0005 per share for adding ADV in Non-Displayed Limit Orders and Midpoint Limit Orders in Tapes A, B and C securities consolidated average daily volume combined, excluding any liquidity added by a DMM, that is at least 0.02% and less than 0.04% of NYSE consolidated average daily volume over the firm's May 2020 adding liquidity in Non-Displayed Limit Orders and MPL Orders taken as a percentage of NYSE CADV), MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0011 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0029 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCX2.570.030.0410.1710.82-23.7808-11.9911-9.6104-23.445710584.851417.0690-1057.7531-12.3172Firm qualified for Tier 4 for adding .20% of consolidated ADV (a rebate of $0.0025 for Tape A and Tape C securities and $0.0022 for Tape B securities for adding displayed liquidity) and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .02% of limit non-displayed and mid-point liquidity orders combined over July 2020 (a rebate of $0.0004 per share for adding non-displayed liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS1.350.010.006.143.34-0.7553-24.6830-8.7115-29.01906278.587515.0758-87.7069-5.9514Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.20% or average daily added volume of at least 23,000,000 (an incremental rebate of $0.0007 per share for adding displayed liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe EDGX Exchange, Inc.EDGX1.140.020.016.050.00-2.2504-26.4442-2.8773-22.89025209.938810.33090.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.MEMX LLC EQUITIESMEMX0.540.000.002.900.00-4.4588-17.5474-0.0004-4.00002052.738310.85560.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/equities-trading-resources/us-equities-fee-schedule/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.98.497.758.3325.2258.70Dash Financial Technologies LLCDFIN35.7239.3835.1537.5634.480.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management or Commercial and Investment Bank division and cleared by Dash Financial Technologies LLC. However, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Commercial and Investment Bank and cleared by the Firm following execution, Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm qualified for the $.03/contract discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at: http://dash-website-static.s3-website-us-east-1.amazonaws.com/static/606.htmlNasdaq PHLX LLCXPHO30.610.000.000.0052.200.00000.00000.00000.00000.00000.0000-21905.8001-3.3255Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Citadel Securities LLCCDRG14.9635.1835.2934.171.150.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.citadelsecurities.com/rule-605-606-statements/Wolverine Execution Services, LLCWEXX7.8119.1619.5317.580.450.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Wolverine Execution Services, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.tradewex.com/Home/Rule606.GLOBAL EXECUTION BROKERS, LPGEBB4.286.2810.0310.690.440.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe Exchange, Inc.XCBO2.170.000.000.003.700.00000.00000.00000.00000.00000.0000-75086.6144-38.0309Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq Options MarketXNDQ1.900.000.000.003.240.00000.00000.00000.00000.00000.0000-104567.6071-85.3950Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.BOX OPTIONS EXCHANGEXBOX1.010.000.000.001.720.00000.00000.00000.00000.00000.00007908.31778.0719Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://boxexchange.com/assets/BOX-Fee-Schedule-as-of-July-3-2023.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO0.780.000.000.001.330.00000.00000.00000.00000.00000.0000-23602.4773-19.6342Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO0.760.000.000.001.290.00000.00000.00000.00000.00000.0000-39237.1451-48.8225Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.