1.2JP Morgan Securities LLC202312023-04-27T18:42:50Z20231100.0064.594.3224.946.15Citadel Securities LLCCDRG30.2139.9437.647.1915.740.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Jane Street Capital, LLCJNST16.8020.1624.076.9916.220.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Virtu Americas LLCNITE15.1217.7620.377.0816.200.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Two Sigma Securities, LLCSOHO15.0322.0617.700.080.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketNSDQ11.320.000.0738.1829.47-2.8150-12.8951-7.4914-29.72787645.478429.8934437.18055.5209Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month, (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021 , (5) the rebate for achieving QMM Tier 1 incentive, (6) the rebate provided for adding a minimum of 15 million shares of midpoint liquidity per day and increasing midpoint adding ADV by 30% or more versus May 2021 midpoint adding ADV and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCNYSE4.590.080.0912.6622.37-69.7978-6.0617-12.3761-16.28011518.276819.234646.90720.5366Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, Remove Tier for Tape B and Tape C securities, Midpoint Liquidity Tier 3 for adding at least .0075% of consolidated ADV through the midpoint for tapes A, B, and C securities combined, and Non-Displayed Step-up Tier 3 for adding at least 0.02% and less than 0.04% of ADV in non-displayed limit orders and mid-point liquidity orders in all securities consolidated ADV combined. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX2.450.000.039.820.000.00000.0000-4.0980-30.0000907.429815.76750.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA1.600.000.026.430.000.00000.0000-2.9880-30.00001060.886524.47940.00000.0000Firm qualified for Tier 4 for adding .20% of consolidated ADV, Mid-Point Liquidity Step-up Tier 2 for executing ADV of at least 1 million shares through midpoint versus the volume of such orders in May 2019, and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .15% of limit non-displayed and mid-point liquidity orders combined over July 2020. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.MIAX Pearl EquitiesEPRL1.530.000.006.140.000.00000.0000-0.6293-29.0000401.038128.86930.00000.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.miaxglobal.com/markets/us-equities/pearl-equities/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS1.350.000.015.430.000.00000.0000-0.8730-30.0000740.438019.49960.00000.0000Firm qualified for Add/Remove Volume Tier 1. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.100.0057.986.5828.666.78Jane Street Capital, LLCJNST26.0735.6035.976.3917.810.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG25.8235.3434.546.3918.060.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.The Nasdaq Stock MarketNSDQ11.990.200.2836.3021.58-499.0012-11.5846-73.5368-11.652236105.510917.40081148.44412.7605Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month, (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021 , (5) the rebate for achieving QMM Tier 1 incentive, (6) the rebate provided for adding a minimum of 15 million shares of midpoint liquidity per day and increasing midpoint adding ADV by 30% or more versus May 2021 midpoint adding ADV and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Virtu Americas LLCNITE11.5212.7616.576.2618.290.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.UBS Securities LLCUBSS7.8812.618.480.050.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.New York Stock Exchange LLCNYSE5.460.050.1215.3115.21-122.8588-7.6690-6.1028-2.50019618.553316.1028656.71183.7919Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, Remove Tier for Tape B and Tape C securities, Midpoint Liquidity Tier 3 for adding at least .0075% of consolidated ADV through the midpoint for tapes A, B, and C securities combined, and Non-Displayed Step-up Tier 3 for adding at least 0.02% and less than 0.04% of ADV in non-displayed limit orders and mid-point liquidity orders in all securities consolidated ADV combined. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA3.770.020.0510.959.05-19.5414-29.0708-12.6645-25.80385725.050319.7898-626.0143-9.9054Firm qualified for Tier 4 for adding .20% of consolidated ADV, Mid-Point Liquidity Step-up Tier 2 for executing ADV of at least 1 million shares through midpoint versus the volume of such orders in May 2019, and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .15% of limit non-displayed and mid-point liquidity orders combined over July 2020. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX3.180.000.0111.120.00-6.5444-29.9927-13.9400-29.04174192.611312.80870.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO2.253.423.980.020.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.MIAX Pearl EquitiesEPRL2.060.000.007.210.000.00000.00000.00000.00002227.795826.93500.00000.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.miaxglobal.com/markets/us-equities/pearl-equities/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.98.3012.8815.3339.4032.38Dash Financial Technologies LLCDFIN24.5424.3021.6022.9627.760.00000.00000.00000.00000.00000.0000-6994.9700-1.6091Firm not charged for orders routed by the Wealth Management or Corporate and Investment Bank division and cleared by Dash Financial Technologies LLC. However, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Corporate and Investment Bank and cleared by the Firm following execution, Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm qualified for the $.03/contract discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at dash-website-static.s3-website-us-east-1.amazonaws.com/static/606.htmlCitadel Securities LLCCDRG19.6827.4227.4327.463.490.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at www.citadelsecurities.com/rule-605-606-statements/Global Execution Brokers, LPGEBB19.0624.2325.8927.943.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Wolverine Execution Services, LLCWEXX16.0624.0525.0821.641.820.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Wolverine Execution Services, LLC's recent reports pursuant to SEC Rule 606(a) are available at www.tradewex.com/Home/Rule606.Nasdaq PHLX LLCXPHO15.260.000.000.0047.180.00000.00000.00000.00000.00000.0000-137083.9516-27.8813Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO1.320.000.000.004.100.00000.00000.00000.00000.00000.0000-24330.5900-22.5959Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nyse.com/markets/arca-options/trading-info#fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe Exchange, Inc.CBOE1.280.000.000.003.960.00000.00000.00000.00000.00000.0000-40666.6100-22.3861Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq Options MarketXNDQ1.240.000.000.003.830.00000.00000.00000.00000.00000.0000-63048.0744-41.6310Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO0.910.000.000.002.840.00000.00000.00000.00000.00000.0000-45331.2000-55.3495Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/options/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.MIAX Pearl, LLCMPRL0.650.000.000.002.020.00000.00000.00000.00000.00000.0000-61106.7306-54.3079Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.miaxglobal.com/markets/us-options/miax-options/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.20232100.0065.304.6823.676.35Citadel Securities LLCCDRG27.6235.1734.548.1816.720.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Jane Street Capital, LLCJNST18.7422.3425.088.1616.580.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Two Sigma Securities, LLCSOHO17.2825.0119.910.080.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Virtu Americas LLCNITE15.3017.4420.398.0416.610.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.The Nasdaq Stock MarketNSDQ10.090.000.0234.7329.650.00000.0000-4.6288-29.84406232.415230.0319343.97894.2114Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month, (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021 , (5) the rebate for achieving QMM Tier 1 incentive, (6) the rebate provided for adding a minimum of 15 million shares of midpoint liquidity per day and increasing midpoint adding ADV by 30% or more versus May 2021 midpoint adding ADV, and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCNYSE5.760.040.0618.7220.44-13.1897-5.3331-0.9305-7.69642112.039219.644767.82571.0252Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, Remove Tier for Tape B and Tape C securities, Midpoint Liquidity Tier 3 for adding at least .0075% of consolidated ADV through the midpoint for tapes A, B, and C securities combined, and Non-Displayed Step-up Tier 3 for adding at least 0.02% and less than 0.04% of ADV in non-displayed limit orders and mid-point liquidity orders in all securities consolidated ADV combined. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA1.690.000.007.140.00-0.3480-30.0000-0.4140-30.00001499.125024.77050.00000.0000Firm qualified for Tier 4 for adding .20% of consolidated ADV, Mid-Point Liquidity Step-up Tier 2 for executing ADV of at least 1 million shares through midpoint versus the volume of such orders in May 2019, and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .15% of limit non-displayed and mid-point liquidity orders combined over July 2020. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX1.400.000.005.940.000.00000.0000-0.6030-30.0000812.514015.93130.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS1.200.000.005.100.000.00000.00000.00000.0000743.343019.74020.00000.0000Firm qualified for Add/Remove Volume Tier 1. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Investors Exchange LLCIEXG0.920.000.003.910.00-0.0029-29.0000-0.1000-10.0000-2.2283-0.06980.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.iexexchange.io/resources/trading/fee-schedule. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.100.0060.627.4624.387.55Jane Street Capital, LLCJNST29.2838.0037.378.4917.890.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG23.8129.7731.238.5218.250.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Virtu Americas LLCNITE11.7011.7215.538.4218.350.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.UBS Securities LLCUBSS11.1216.9011.460.090.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketNSDQ9.840.110.2733.6420.76-195.0439-11.4520-232.5867-22.180131371.620120.50451397.43523.9253Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month, (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021 , (5) the rebate for achieving QMM Tier 1 incentive, (6) the rebate provided for adding a minimum of 15 million shares of midpoint liquidity per day and increasing midpoint adding ADV by 30% or more versus May 2021 midpoint adding ADV, and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCNYSE5.390.050.1117.3714.76-81.0580-6.8065-15.3069-3.718811439.493918.02131064.91055.4239Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, Remove Tier for Tape B and Tape C securities, Midpoint Liquidity Tier 3 for adding at least .0075% of consolidated ADV through the midpoint for tapes A, B, and C securities combined, and Non-Displayed Step-up Tier 3 for adding at least 0.02% and less than 0.04% of ADV in non-displayed limit orders and mid-point liquidity orders in all securities consolidated ADV combined. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA3.350.020.0510.889.05-25.3934-28.9879-38.3755-10.25048837.325717.4451-481.2498-5.8350Firm qualified for Tier 4 for adding .20% of consolidated ADV, Mid-Point Liquidity Step-up Tier 2 for executing ADV of at least 1 million shares through midpoint versus the volume of such orders in May 2019, and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .15% of limit non-displayed and mid-point liquidity orders combined over July 2020. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO2.383.433.940.020.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe BZX Exchange, Inc.BATS1.580.000.016.210.94-1.7287-29.0050-2.3910-30.00005056.844215.4692-33.4148-2.7861Firm qualified for Add/Remove Volume Tier 1. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX1.550.000.036.360.00-0.3555-12.7419-21.3489-29.98864733.747412.05820.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.98.5811.7913.8836.7237.61Citadel Securities LLCCDRG20.6231.1831.2630.943.200.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at www.citadelsecurities.com/rule-605-606-statements/Global Execution Brokers, LPGEBB20.1728.4129.4031.792.850.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Nasdaq PHLX LLCXPHO19.660.000.000.0052.300.00000.0000-7.0976-50.69710.00000.0000-127184.5992-26.7806Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Dash Financial Technologies LLCDFIN17.5712.2510.6811.9527.270.00000.00000.00000.00000.00000.0000-6229.4800-1.6721Firm not charged for orders routed by the Wealth Management or Corporate and Investment Bank division and cleared by Dash Financial Technologies LLC. However, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Corporate and Investment Bank and cleared by the Firm following execution, Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm qualified for the $.03/contract discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at dash-website-static.s3-website-us-east-1.amazonaws.com/static/606.htmlWolverine Execution Services, LLCWEXX17.2728.1628.6625.321.800.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Wolverine Execution Services, LLC's recent reports pursuant to SEC Rule 606(a) are available at www.tradewex.com/Home/Rule606.Cboe Exchange, Inc.CBOE1.210.000.000.003.220.00000.00000.00000.00000.00000.0000-28016.7225-19.3313Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq Options MarketXNDQ1.020.000.000.002.730.00000.00000.00000.00000.00000.0000-59444.9788-38.9980Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO0.950.000.000.002.540.00000.00000.00000.00000.00000.0000-19149.0525-23.6648Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nyse.com/markets/arca-options/trading-info#fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.MIAX Pearl, LLCMPRL0.770.000.000.002.050.00000.0000-2.4090-48.18000.00000.0000-53979.8996-53.6132Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.miaxglobal.com/markets/us-options/miax-options/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO0.760.000.000.002.040.00000.00000.00000.00000.00000.0000-41187.1800-50.2301Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/options/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.20233100.0064.895.0323.826.26Citadel Securities LLCCDRG27.4634.9634.208.2816.570.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Jane Street Capital, LLCJNST18.8422.4924.928.1716.770.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Two Sigma Securities, LLCSOHO16.9724.6119.510.090.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Virtu Americas LLCNITE15.2617.4919.917.8216.780.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.The Nasdaq Stock MarketNSDQ8.600.040.1529.9223.23-9.0320-11.5028-0.7413-18.81476301.030330.143114.75040.3035Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over .80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month , (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021, (5) the rebate for achieving QMM Tier 1 incentive, (6) the rebate provided for adding a minimum of 15 million shares of midpoint liquidity per day and increasing midpoint adding ADV by 30% or more versus May 2021 midpoint adding ADV , and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCNYSE7.720.411.3124.0126.65-111.4951-3.490399.16785.43864631.611019.5123270.32863.2111Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, Remove Tier for Tape B and Tape C securities, Midpoint Liquidity Tier 3 for adding at least .0075% of consolidated ADV through the midpoint for tapes A, B, and C securities combined, and Non-Displayed Step-up Tier 3 for adding at least 0.02% and less than 0.04% of ADV in non-displayed limit orders and mid-point liquidity orders in all securities consolidated ADV combined. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA1.610.000.006.790.00-0.3600-30.00000.00000.00001450.378024.61350.00000.0000Firm qualified for Tier 4 for adding .20% of consolidated ADV, Mid-Point Liquidity Step-up Tier 2 for executing ADV of at least 1 million shares through midpoint versus the volume of such orders in May 2019 and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .15% of limit non-displayed and mid-point liquidity orders combined over July 2020. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX1.370.000.005.770.00-0.0480-30.0000-6.6000-30.0000915.116215.87700.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS1.200.000.005.050.000.00000.0000-0.4620-30.00001639.163422.85620.00000.0000Firm qualified for Add/Remove Volume Tier 2. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/bzx/ . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Investors Exchange LLCIEXG0.970.000.004.100.00-0.0232-29.0000-0.6354-8.4382-2.9719-0.06690.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.iexexchange.io/resources/trading/fee-schedule. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.100.0061.107.6223.767.52Jane Street Capital, LLCJNST29.6938.2637.708.7517.950.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG23.8729.5831.218.6418.130.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Virtu Americas LLCNITE11.9012.1315.788.2417.620.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.UBS Securities LLCUBSS10.8416.3610.840.090.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketNSDQ9.400.070.1432.7620.90-308.8773-15.3313-99.5374-24.431829408.426619.31851055.05972.5127Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over .80% of the total consolidated volume and Orders during the month , (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 3 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in June 2021, (5) the rebate for achieving QMM Tier 1 incentive, (6) the rebate provided for adding a minimum of 15 million shares of midpoint liquidity per day and increasing midpoint adding ADV by 30% or more versus May 2021 midpoint adding ADV , and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. executing ADV of 350,000 or more shares through Midpoint Extended LifeNew York Stock Exchange LLCNYSE5.410.050.1517.7815.21-50.4551-5.8929-56.3805-6.854410631.133316.8247567.91832.2291Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, Remove Tier for Tape B and Tape C securities, Midpoint Liquidity Tier 3 for adding at least .0075% of consolidated ADV through the midpoint for tapes A, B, and C securities combined, and Non-Displayed Step-up Tier 3 for adding at least 0.02% and less than 0.04% of ADV in non-displayed limit orders and mid-point liquidity orders in all securities consolidated ADV combined. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA3.350.020.0711.129.21-26.2105-24.6919-159.8618-28.50099013.173418.0532-500.4857-7.9723Firm qualified for Tier 4 for adding .20% of consolidated ADV, Mid-Point Liquidity Step-up Tier 2 for executing ADV of at least 1 million shares through midpoint versus the volume of such orders in May 2019 and Limit Non-Display Order Step Up Tier 4 for increasing ADV by .15% of limit non-displayed and mid-point liquidity orders combined over July 2020. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeTwo Sigma Securities, LLCSOHO2.473.534.070.030.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe BZX Exchange, Inc.BATS1.560.000.026.240.98-13.9936-29.7610-76.3358-29.99685200.719015.7974-46.9675-6.1278Firm qualified for Add/Remove Volume Tier 2. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/bzx/ . Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX1.510.000.026.350.00-5.3770-25.4593-24.9199-29.98424148.080410.78010.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.98.4811.9014.8440.3232.94Dash Financial Technologies LLCDFIN25.2124.3921.7722.8629.750.00000.00000.00000.00000.00000.0000-7904.0500-1.8583Firm not charged for orders routed by the Wealth Management or Corporate and Investment Bank division and cleared by Dash Financial Technologies LLC. However, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Corporate and Investment Bank and cleared by the Firm following execution, Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm qualified for the $.03/contract discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at dash-website-static.s3-website-us-east-1.amazonaws.com/static/606.htmlCitadel Securities LLCCDRG19.4426.8727.3027.383.520.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at www.citadelsecurities.com/rule-605-606-statements/Global Execution Brokers, LPGEBB19.0024.4726.0327.853.070.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Wolverine Execution Services, LLCWEXX16.0824.2724.9021.912.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Wolverine Execution Services, LLC's recent reports pursuant to SEC Rule 606(a) are available at www.tradewex.com/Home/Rule606.Nasdaq PHLX LLCXPHO15.480.000.000.0047.070.00000.00000.00000.00000.00000.0000-139094.0400-24.5588Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe Exchange, Inc.CBOE1.190.000.000.003.610.00000.00000.00000.00000.00000.0000-43069.7450-23.7506Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq Options MarketXNDQ1.150.000.000.003.500.00000.00000.00000.00000.00000.0000-60074.9180-39.8806Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO1.030.000.000.003.140.00000.00000.00000.00000.00000.0000-15614.9420-15.7337Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.nyse.com/markets/arca-options/trading-info#fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO0.740.000.000.002.270.00000.00000.00000.00000.00000.0000-37986.5200-53.6449Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at markets.cboe.com/us/options/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.MIAX Pearl, LLCMPRL0.680.000.000.002.070.00000.00000.00000.00000.00000.0000-60618.6922-54.6562Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at www.miaxglobal.com/markets/us-options/miax-options/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.