1.2JP Morgan Securities LLC202222022-07-28T19:01:21Z20224100.0062.334.6226.816.24Jane Street Capital, LLCJNST36.1749.6344.597.8816.620.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Virtu Americas LLCNITE18.7923.3824.187.6516.930.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Citadel Securities LLCCDRG14.6317.0719.967.6216.41-62.9575-0.09100.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.The Nasdaq Stock MarketNSDQ11.920.000.8438.4425.47-0.4020-30.0000-478.5870-30.00007251.827130.9627212.62513.1860Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month, (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 4 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 150% or more versus the volume of such executed orders in June 2021 , (5) the rebate for achieving QMM Tier 1 incentive, and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2New York Stock Exchange LLCNYSE5.240.060.8513.5224.56-8.4090-3.1880-1059.3366-27.75392502.854019.5910211.42101.7089Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, and Remove Tier for Tape B and Tape C securities. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/feesUBS Securities LLCUBSS3.325.004.270.020.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Two Sigma Securities, LLCSOHO3.224.863.820.060.010.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe EDGX Exchange, Inc.EDGX2.520.000.709.280.000.00000.0000-685.7084-29.99981290.082215.67350.00000.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/MIAX Pearl EquitiesEPRL2.520.000.219.380.000.00000.0000-43.2883-29.0000744.517028.97090.00000.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at:https://www.miaxoptions.com/fees/pearl-equitiesNYSE Arca, Inc.ARCA1.670.000.586.150.000.00000.0000-283.3650-30.00001232.927124.38590.00000.0000Firm qualified for Tier 3 for adding .20% of consolidated ADV. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf100.0055.426.6831.476.44Jane Street Capital, LLCJNST28.7141.1738.386.6618.550.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Virtu Americas LLCNITE22.9432.0028.476.6718.770.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Citadel Securities LLCCDRG13.1515.6018.356.5918.78-33.1305-0.00960.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.The Nasdaq Stock MarketNSDQ12.550.061.6935.5519.30-250.9095-15.6260-1718.3670-26.523442243.903221.6667994.26622.5888Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month, (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 4 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 150% or more versus the volume of such executed orders in June 2021 , (5) the rebate for achieving QMM Tier 1 incentive, and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2New York Stock Exchange LLCNYSE5.830.061.0715.0715.24-15.9552-2.5596-1070.9238-26.838410828.569418.6684577.62092.8283Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, and Remove Tier for Tape B and Tape C securities. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/feesNYSE Arca, Inc.ARCA4.040.021.1110.699.28-43.9770-29.3082-819.0835-18.38637686.324621.2869-553.3865-6.8088Firm qualified for Tier 3 for adding .20% of consolidated ADV. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdfCboe EDGX Exchange, Inc.EDGX3.800.001.0911.850.020.00000.0000-769.6340-28.70633511.356814.2573-8.7000-30.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/UBS Securities LLCUBSS3.495.675.020.030.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Two Sigma Securities, LLCSOHO3.325.424.520.040.060.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.MIAX Pearl EquitiesEPRL2.170.000.306.850.000.00000.0000-104.9307-29.00001718.635428.31990.00000.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at:https://www.miaxoptions.com/fees/pearl-equities81.899.8312.3742.0235.78Dash Financial Technologies LLCDFIN17.8419.1717.6418.1617.020.00000.00000.00000.00000.00000.0000-8266.2000-2.6636Firm not charged for orders routed by the Wealth Management or Corporate and Investment Bank division and cleared by Dash Financial Technologies LLC. However, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Corporate and Investment Bank and cleared by the Firm following execution, Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm qualified for the $.03/contract discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at: http://dash-website-static.s3-website-us-east-1.amazonaws.com/static/606.htmlCitadel Securities LLCCDRG15.4821.2922.4822.942.720.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at:https://www.citadelsecurities.com/rule-605-606-statements/Global Execution Brokers, LPGEBB14.9519.1621.8123.091.890.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Matrix Executions, LLCRSKY12.3621.2219.0317.851.170.00000.0000-0.9800-0.00060.00000.0000-1024.8300-5.8790Firm not charged for Wealth Management division executions cleared by Matrix Executions LLC; however, Firm pays exchange and regulatory fees, less exchange rebates where applicable, for any orders that are routed by the Wealth Management division and cleared by the Firm following execution. Rebates received by Firm may exceed fees paid by Firm. Matrix Executions, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.matrixexecutions.com/606Wolverine Execution Services, LLCWEXX12.1719.1619.0417.961.090.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Wolverine Execution Services, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.tradewex.com/Home/Rule606.Nasdaq PHLX LLCXPHO9.820.000.000.0027.500.00000.00000.00000.00000.00000.0000-117945.5726-26.0078Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7Nasdaq Options MarketXNDQ7.320.000.000.0020.470.00000.00000.00000.00000.00000.0000-27494.9372-29.2630Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7Cboe BZX Exchange, Inc.BATO7.290.000.000.0020.390.00000.00000.00000.00000.00000.0000-55304.2500-55.8787Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/options/membership/fee_schedule/bzx/Cboe Exchange, Inc.CBOE1.860.000.000.005.210.00000.00000.00000.00000.00000.0000-33903.9275-24.5547Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdfNYSE Arca, Inc.ARCO0.910.000.000.002.540.00000.00000.00000.00000.00000.0000-5274.5590-7.5762Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees20225100.0061.734.2927.796.20Jane Street Capital, LLCJNST32.4347.8341.482.725.850.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG21.5226.0827.8810.2822.09-9.3135-0.00900.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Virtu Americas LLCNITE20.7224.9126.6610.2121.920.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.The Nasdaq Stock MarketNSDQ12.260.000.7037.7528.24-4.0860-30.0000-186.5610-30.00007772.694730.6371495.27237.3040Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month, (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 4 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 150% or more versus the volume of such executed orders in June 2021 , (5) the rebate for achieving QMM Tier 1 incentive, and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2New York Stock Exchange LLCNYSE4.600.030.5711.5121.90-11.1614-2.3260-97.5228-26.87842043.993419.1909176.56301.4743Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, and Remove Tier for Tape B and Tape C securities. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/feesMIAX Pearl EquitiesEPRL2.560.000.079.210.000.00000.0000-8.1606-29.0000661.527728.97460.00000.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at:https://www.miaxoptions.com/fees/pearl-equitiesCboe EDGX Exchange, Inc.EDGX2.150.000.507.680.000.00000.0000-113.4900-30.00001161.220415.68690.00000.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/NYSE Arca, Inc.ARCA1.610.000.465.720.000.00000.0000-88.7035-29.76931199.171524.30450.00000.0000Firm qualified for Tier 4 for adding .20% of consolidated ADV and Mid-Point Liquidity Step-up Tier 2 for executing ADV of at least 1 million shares through midpoint versus the volume of such orders in May 2019 . A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdfCboe BZX Exchange, Inc.BATS1.380.000.334.920.000.00000.0000-57.2490-29.90601355.612726.6598-0.0026-3.2500Firm qualified for Add/Remove Volume Tier 3. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/UBS Securities LLCUBSS0.771.151.350.000.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.100.0056.976.4429.926.68Citadel Securities LLCCDRG23.9330.7631.639.0923.94-3.2920-0.00050.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Virtu Americas LLCNITE22.2228.2227.939.1224.230.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Jane Street Capital, LLCJNST22.1333.1530.782.876.610.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketNSDQ11.780.111.1634.6919.20-326.4199-11.8157-922.5331-17.100439509.853920.82931140.02983.4105Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month, (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 4 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 150% or more versus the volume of such executed orders in June 2021 , (5) the rebate for achieving QMM Tier 1 incentive, and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2New York Stock Exchange LLCNYSE5.740.050.7115.5515.23-95.6844-5.6626-619.0686-17.497713518.724618.5717966.20054.0137Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, and Remove Tier for Tape B and Tape C securities. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/feesNYSE Arca, Inc.ARCA3.940.010.6410.899.46-19.3731-29.1676-802.1183-29.31096034.219522.0217-1043.3180-10.7183Firm qualified for Tier 4 for adding .20% of consolidated ADV and Mid-Point Liquidity Step-up Tier 2 for executing ADV of at least 1 million shares through midpoint versus the volume of such orders in May 2019 . A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdfCboe EDGX Exchange, Inc.EDGX3.350.000.7211.050.010.00000.0000-622.5704-29.41304025.853214.7785-8.7000-30.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/Two Sigma Securities, LLCSOHO2.423.842.910.130.100.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.UBS Securities LLCUBSS2.403.862.960.010.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe BZX Exchange, Inc.BATS2.090.000.566.601.22-0.3000-30.0000-442.5875-29.73084382.944125.5038-68.2414-6.3852Firm qualified for Add/Remove Volume Tier 3. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/82.579.0611.0539.7940.10Dash Financial Technologies LLCDFIN18.7219.2217.6318.0819.450.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management or Corporate and Investment Bank division and cleared by Dash Financial Technologies LLC. However, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Corporate and Investment Bank and cleared by the Firm following execution, Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm qualified for the $.03/contract discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at: http://dash-website-static.s3-website-us-east-1.amazonaws.com/static/606.htmlCitadel Securities LLCCDRG14.4721.2222.6122.982.280.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at:https://www.citadelsecurities.com/rule-605-606-statements/Global Execution Brokers, LPGEBB13.9819.2321.7323.201.530.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Matrix Executions, LLCRSKY11.5321.1619.1217.860.98-0.1500-0.0003-29.1400-0.01873.45000.0025-1743.8600-7.9501Firm not charged for Wealth Management division executions cleared by Matrix Executions LLC; however, Firm pays exchange and regulatory fees, less exchange rebates where applicable, for any orders that are routed by the Wealth Management division and cleared by the Firm following execution. Rebates received by Firm may exceed fees paid by Firm. Matrix Executions, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.matrixexecutions.com/606Wolverine Execution Services, LLCWEXX11.3419.1718.9117.881.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Wolverine Execution Services, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.tradewex.com/Home/Rule606.Nasdaq PHLX LLCXPHO9.920.000.000.0024.780.00000.00000.00000.00000.00000.0000-148776.7274-26.2924Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7Cboe BZX Exchange, Inc.BATO8.480.000.000.0021.150.00000.00000.00000.00000.00000.0000-87204.1000-54.3155Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/options/membership/fee_schedule/bzx/Nasdaq Options MarketXNDQ8.350.000.000.0020.820.00000.00000.00000.00000.00000.0000-38856.4020-28.9565Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7Cboe Exchange, Inc.CBOE2.250.000.000.005.610.00000.00000.00000.00000.00000.0000-73577.0900-29.0245Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdfNYSE Arca, Inc.ARCO0.960.000.000.002.400.00000.00000.00000.00000.00000.0000-5251.1435-5.3624Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees20226100.0057.534.6931.016.77Jane Street Capital, LLCJNST29.4847.8839.260.150.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG21.7127.1329.0310.2023.270.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Virtu Americas LLCNITE20.3924.9327.5610.3422.950.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.The Nasdaq Stock MarketNSDQ13.320.000.8436.1830.72-0.4200-30.0000-233.5770-30.00006029.468930.2237154.67882.7357Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month, (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 4 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 150% or more versus the volume of such executed orders in June 2021 , (5) the rebate for achieving QMM Tier 1 incentive, and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2New York Stock Exchange LLCNYSE5.410.060.7612.2123.05-5.4318-1.9010-172.2653-27.69761740.373318.8665260.55703.1424Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, Remove Tier for Tape B and Tape C securities, and Midpoint Liquidity Tier 3 for adding at least .0075% of consolidated ADV through the midpoint for tapes A, B, and C securities combined. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/feesMIAX Pearl EquitiesEPRL2.910.000.079.370.000.00000.0000-4.4254-29.0000639.583428.96140.00000.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at:https://www.miaxoptions.com/fees/pearl-equitiesCboe EDGX Exchange, Inc.EDGX2.680.000.638.560.010.00000.0000-89.1570-30.0000873.292815.5696-0.3240-30.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/NYSE Arca, Inc.ARCA1.840.000.655.840.000.00000.0000-147.8850-30.0000958.935024.1670-0.2460-30.0000Firm qualified for Tier 4 for adding .20% of consolidated ADV and Mid-Point Liquidity Step-up Tier 2 for executing ADV of at least 1 million shares through midpoint versus the volume of such orders in May 2019 . A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdfCboe BZX Exchange, Inc.BATS1.420.000.454.540.000.00000.0000-69.5310-30.0000779.882022.3412-0.1710-7.5000Firm qualified for Add/Remove Volume Tier 2. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/MEMX LLCMEMX0.840.000.752.610.000.00000.0000-110.7570-30.0000239.327019.35580.00000.0000Firm did not qualify for tiered pricing . A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/fee-schedule/100.0052.606.6134.186.61Citadel Securities LLCCDRG24.0032.2133.728.9825.840.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0005 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Virtu Americas LLCNITE22.0329.0529.638.8826.590.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged a fee of $0.0010 per share executed for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker's algorithms.Jane Street Capital, LLCJNST20.3934.8031.000.130.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketNSDQ12.790.070.7033.2020.81-215.2923-14.4510-588.4611-27.596436924.075119.84941352.22584.5452Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume and executing ADV of 350,000 or more shares through Midpoint Extended Life Orders during the month, (2) Closing Cross Tier B, (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities and Tape C securities, (4) the rebate provided for executing ADV of at least 4 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 150% or more versus the volume of such executed orders in June 2021 , (5) the rebate for achieving QMM Tier 1 incentive, and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity, on average, during the month. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2New York Stock Exchange LLCNYSE6.110.050.5514.6515.79-21.3066-1.4654-233.1262-13.88489996.116018.2130473.52933.0686Firm qualified for Providing Tier 2, MOC/LOC Tier 1, NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close, Remove Tier 1 for Tape A securities, Remove Tier for Tape B and Tape C securities, and Midpoint Liquidity Tier 3 for adding at least .0075% of consolidated ADV through the midpoint for tapes A, B, and C securities combined. The venue provided a fee cap of $35,000 for the month for opening executions. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/feesNYSE Arca, Inc.ARCA4.160.020.5410.199.65-24.2197-29.1768-340.7952-22.34994672.340121.4252-639.6150-9.9803Firm qualified for Tier 4 for adding .20% of consolidated ADV and Mid-Point Liquidity Step-up Tier 2 for executing ADV of at least 1 million shares through midpoint versus the volume of such orders in May 2019 . A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdfCboe EDGX Exchange, Inc.EDGX3.630.000.5010.530.000.00000.0000-285.9810-30.00003061.767514.2926-0.8940-30.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/MIAX Pearl EquitiesEPRL2.490.000.107.280.000.00000.0000-38.0683-29.00001898.426428.14010.00000.0000Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at:https://www.miaxoptions.com/fees/pearl-equitiesCboe BZX Exchange, Inc.BATS2.210.000.386.151.320.00000.0000-181.5920-29.94842434.930620.6071-39.8110-4.2765Firm qualified for Add/Remove Volume Tier 2. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/UBS Securities LLCUBSS2.193.802.880.010.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.78.1310.6912.8642.9333.52Dash Financial Technologies LLCDFIN21.7519.2017.4718.1728.610.00000.00000.00000.00000.00000.0000-12040.2400-3.0165Firm not charged for orders routed by the Wealth Management or Corporate and Investment Bank division and cleared by Dash Financial Technologies LLC. However, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Corporate and Investment Bank and cleared by the Firm following execution, Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm qualified for the $.03/contract discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at: http://dash-website-static.s3-website-us-east-1.amazonaws.com/static/606.htmlCitadel Securities LLCCDRG16.0721.2922.4723.192.880.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at:https://www.citadelsecurities.com/rule-605-606-statements/Global Execution Brokers, LPGEBB15.3519.0021.2323.121.970.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Matrix Executions, LLCRSKY12.9421.2619.2818.001.370.00000.00000.00000.00000.16000.0001-296.9400-2.0148Firm not charged for Wealth Management division executions cleared by Matrix Executions LLC; however, Firm pays exchange and regulatory fees, less exchange rebates where applicable, for any orders that are routed by the Wealth Management division and cleared by the Firm following execution. Rebates received by Firm may exceed fees paid by Firm. Matrix Executions, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.matrixexecutions.com/606Wolverine Execution Services, LLCWEXX12.5319.2519.5517.521.320.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Wolverine Execution Services, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.tradewex.com/Home/Rule606.Nasdaq PHLX LLCXPHO11.910.000.000.0035.600.00000.00000.00000.00000.00000.0000-138877.9306-28.1296Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7Cboe BZX Exchange, Inc.BATO3.580.000.000.0010.700.00000.00000.00000.00000.00000.0000-76562.2500-53.0511Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/options/membership/fee_schedule/bzx/Nasdaq Options MarketXNDQ3.520.000.000.0010.510.00000.00000.00000.00000.00000.0000-24783.5792-27.2623Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7Cboe Exchange, Inc.CBOE1.450.000.000.004.330.00000.00000.00000.00000.00000.0000-31542.7600-21.6932Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdfNYSE Arca, Inc.ARCO0.900.000.000.002.710.00000.00000.00000.00000.00000.0000-9716.9280-12.3336Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees