1.2JP Morgan Securities LLC202122023-12-01T22:05:20Z20214100.0062.324.5125.927.24Jane Street Capital, LLCJNST35.5453.6843.940.210.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG24.3632.6931.935.8314.320.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsThe Nasdaq Stock MarketNSDQ11.670.001.1437.5926.14-2.1840-30.0000-62.0190-21.42953679.941129.2312156.70504.4072Firm qualified for (1) the rebate provided for adding over 0,60 percent of the total consolidated volume and removing over 0,80 percent of the total consolidated volume ($0.0029 per share for adding displayed liquidity) (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross) (3) the rebate provided for adding over 0,03 percent of the total consolidated volume of non-displayed liquidity including midpoint orders for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity (4) the rebate provided for adding over 1 million shares of midpoint liquidity applicable to Tape A/B securities ($0.0018 per share) and Tape C securities ($0.0010 per share) for adding midpoint liquidity (5) the rebate for achieving QMM Tier 1 incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity) and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity on average during the month. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCNYSE6.750.031.0417.6529.17-8.5231-9.4880-61.9305-19.99241564.410619.305457.79100.8382Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-On-Close orders and a fee of $0.0007 per share for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $30,000 for the month for opening executions, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at https//www,nyse,com/markets/nyse/trading-info/fees Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeVirtu Americas LLCNITE6.325.248.536.0715.130.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted below Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsUBS Securities LLCUBSS4.522.496.106.1615.170.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Two Sigma Securities, LLCSOHO3.925.875.620.020.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe EDGX Exchange, Inc.EDGX3.140.000.7412.010.020.00000.0000-51.9501-26.4216876.928415.1619-2.1308-28.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a $0.00040 reduced fee on internalization), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report , A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https//www.cboe.com/us/equities/membership/fee_schedule/edgx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNYSE Arca, Inc.ARCA2.110.000.588.060.050.00000.0000-47.6030-28.6748768.458524.2341-0.8450-17.7521Firm qualified for Tier 3 (a rebate of $0.0025 for adding displayed liquidity in Tape A and Tape C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report , A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https//www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeMEMX, LLCMEMX1.670.000.386.400.000.00000.0000-27.7998-25.4507650.071233.4988-0.2600-26.0000Firm achieved base rate pricing. A description of the current fees and rebates offered by this venue is available at https//info.memxtrading.com/fee-schedule/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice100.0049.817.6834.328.18Jane Street Capital, LLCJNST27.5649.6435.430.250.040.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG22.6233.8231.995.6316.960.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsThe Nasdaq Stock MarketNSDQ14.490.091.3836.5921.99-177.2387-11.6219-1151.6301-25.201436643.489226.1018990.09423.9645Firm qualified for (1) the rebate provided for adding over 0,60 percent of the total consolidated volume and removing over 0,80 percent of the total consolidated volume ($0.0029 per share for adding displayed liquidity) (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross) (3) the rebate provided for adding over 0,03 percent of the total consolidated volume of non- displayed liquidity including midpoint orders for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity (4) the rebate provided for adding over 1 million shares of midpoint liquidity applicable to Tape A/B securities ($0.0018 per share) and Tape C securities ($0.0010 per share) for adding midpoint liquidity (5) the rebate for achieving QMM Tier 1 incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity) and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders for adding one million shares of liquidity on average during the month. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCNYSE7.260.080.8917.0515.85-44.1472-5.1347-372.0199-21.12399213.155118.9591665.40334.2254Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-On-Close orders and a fee of $0.0007 per share for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $30,000 for the month for opening executions, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at https//www,nyse,com/markets/nyse/trading-info/fees Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeVirtu Americas LLCNITE7.125.6011.505.7118.230.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted below Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsUBS Securities LLCUBSS5.843.309.175.7918.340.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe EDGX Exchange, Inc.EDGX4.840.001.0213.870.030.00000.0000-1007.0306-27.38673451.904414.9299-24.7744-28.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a $0.00040 reduced fee on internalization), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report , A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https//www.cboe.com/us/equities/membership/fee_schedule/edgx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNYSE Arca, Inc.ARCA4.300.011.2010.537.13-10.6241-29.0355-687.0759-15.88015710.904522.2136-577.2185-10.3159Firm qualified for Tier 3 (a rebate of $0.0025 for adding displayed liquidity in Tape A and Tape C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report , A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https//www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeTwo Sigma Securities, LLCSOHO4.257.466.720.050.070.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe BZX Exchange, Inc.BATS1.720.000.704.531.36-0.3120-30.0000-456.2418-28.41121696.403025.9726-52.2921-4.2196Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.15% or average added daily volume of at least 15,000,000 (an incremental rebate of $0.0009 per share for adding displayed liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https//www.cboe.com/us/equities/membership/fee_schedule/bzx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.72.729.2619.0451.6420.05Citadel Securities LLCCDRG29.2033.4233.6635.207.460.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged Citadel Securities LLC recent reports pursuant to SEC Rule 606(a) are available at wwww.citadelsecurities,com/rule-605-606-statementsGlobal Execution Brokers, LPGEBB28.5833.3334.3234.954.540.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Matrix Executions, LLCRSKY25.2533.2531.7929.683.940.00000.00000.00000.00000.00000.0000-2440.2500-6.1813Firm not charged however Firm pays exchange and regulatory fees less exchange rebates where applicable for any orders that are routed by the Wealth Management division and cleared by the Firm following execution Rebates received by Firm may exceed fees paid by Firm Matrix Executions LLC recent reports pursuant to SEC Rule 606(a) are available at https//www.matrixexecutions.com/rule-606Nasdaq PHLX LLCXPHO7.550.000.140.1737.130.00000.000068.552612.5325321.509626.527234177.827023.4952Firm did not qualify for tiered pricing Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at listingcenter.nasdaq,com/rulebook/phlx/rules/phlx-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Dash Financial Technologies LLCDFIN3.750.000.000.0018.720.00000.00000.00000.00000.00000.00000.00000.0000Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable Firm is charged $,05/contract for 0-500,000 contracts $,04/contract for 500,001-1 million contracts and $,03/contract for greater than 1 million contracts Firm qualified for the $,03/contract discounted tier Dash Financial Technologies LLC most recent report pursuant to SEC Rule 606(a) is available at dash-website-static,s3-website-us-east-1,amazonaws,com/static/606,htmlCboe Exchange, Inc.CBOE1.430.000.010.007.140.00000.000023.017524.75002.970024.7500-18794.6350-23.6084Firm did not qualify for tiered pricing with respect to customer order flow Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at cdn,cboe,com/resources/membership/Cboe_FeeSchedule,pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO1.240.000.010.006.170.00000.0000-22.2975-49.5500-6.4415-49.55003363.873011.6882Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https//www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq Options MarketXNDQ1.080.000.030.005.340.00000.0000-86.7600-48.2000-1.4460-48.2000-15597.4240-41.9342Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at listingcenter.nasdaq,com/rulebook/nasdaq/rules/nasdaq-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO0.970.000.030.004.810.00000.0000-107.2000-50.3286-6.5000-50.0000-13320.1500-54.6759Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at markets.cboe,com/us/options/membership/fee_schedule/bzx, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq ISE, LLCXISX0.950.000.010.004.750.00000.0000-28.1200-36.0513-37.7400-37.0000318.35620.9038Firm did not qualify for tiered pricing Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at listingcenter.nasdaq,com/rulebook/ise/rules/ise-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.20215100.0063.724.2125.206.88Jane Street Capital, LLCJNST37.5055.7245.500.220.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG25.0931.7032.818.6019.56-39.9100-0.03000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsThe Nasdaq Stock MarketNSDQ11.590.000.9538.9025.72-0.0690-30.0000-140.1630-21.71027592.700029.3826168.95252.4392Firm qualified for (1) the rebate provided for adding over 0,60 percent of the total consolidated volume and removing over 0,80 percent of the total consolidated volume (a rebate of $0.0029 per share for adding displayed liquidity) (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross) (3) the rebate provided for adding over 0,03 percent of the total consolidated volume of non- displayed liquidity including midpoint orders for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in April 2019 applicable to Tape A/B securities ($0.0019 per share) and Tape C securities ($0.0013 per share) for adding displayed liquidity (5) the rebate for achieving QMM Tier 1 incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity) and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Virtu Americas LLCNITE6.854.679.798.4019.640.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted below Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsNew York Stock Exchange LLCNYSE6.240.040.6616.4029.82-22.3941-8.8395-130.6482-19.05722876.124519.0821166.59701.0159Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 a fee of $0.0004 per share for Market-On-Close orders and $0.0007 for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities a fee of $0.00275 per share for removing liquidity) and for Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at https//www,nyse,com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO4.376.465.810.030.010.00000.00000.00000.00000.00000.00000.00000.0000Firm not chargedCboe EDGX Exchange, Inc.EDGX2.880.000.5711.340.010.00000.0000-148.2376-27.48041735.744814.7192-0.7756-28.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a $0.00040 reduced fee on internalization) and Subdollar Internalization Tier (a 15 bps reduced fee on internalization). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https//www.cboe.com/us/equities/membership/fee_schedule/edgx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA1.900.000.637.420.040.00000.0000-128.0080-26.98541694.756524.045512.273520.4388Firm qualified for Tier 3 (a rebate of $0.0025 for adding displayed liquidity in Tape A and Tape C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https//www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.UBS Securities LLCUBSS1.881.412.882.005.200.00000.00000.00000.00000.00000.00000.00000.0000Firm not chargedMEMX, LLCMEMX1.700.000.406.690.000.00000.0000-89.2670-24.46011457.410033.3302-2.3400-26.0000Firm achieved base rate pricing A description of the current fees and rebates offered by this venue is available at https//info.memxtrading.com/fee-schedule/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.100.0051.296.2134.717.79Jane Street Capital, LLCJNST28.8051.2738.550.220.020.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG23.5333.0933.437.6123.760.00000.0000-0.6400-0.00040.00000.0000-3.6690-0.0055Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsThe Nasdaq Stock MarketNSDQ13.940.091.2435.1121.12-439.6333-12.0544-1412.5884-27.227654824.003925.04491258.43492.7641Firm qualified for (1) the rebate provided for adding over 0,60 percent of the total consolidated volume and removing over 0,80 percent of the total consolidated volume (a rebate of $0.0029 per share for adding displayed liquidity), (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0,03 percent of the total consolidated volume of non-displayed liquidity including midpoint orders for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders and increasing the executed volume of such orders by 100% or more versus the volume of such executed orders in April 2019 applicable to Tape A/B securities ($0.0019 per share) and Tape C securities ($0.0013 per share) for adding displayed liquidity, (5) the rebate for achieving Q M M Tier 1 incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity), and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Virtu Americas LLCNITE7.805.1811.377.4723.640.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted below Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsNew York Stock Exchange LLCNYSE7.290.060.9016.7917.65-68.8553-3.9082-797.9203-22.642315308.480919.15941056.25173.2406Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 a fee of $0.0004 per share for Market-On-Close orders and $0.0007 for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and for Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at https//www,nyse,com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX5.350.001.0215.230.030.00000.0000-1240.3444-27.02516684.150014.7340-16.2568-28.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a $0.00040 reduced fee on internalization) and Subdollar Internalization Tier (a 15 bps reduced fee on internalization). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https//www.cboe.com/us/equities/membership/fee_schedule/edgx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO4.597.967.760.060.050.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.NYSE Arca, Inc.ARCA4.410.011.1810.747.78-13.0232-29.0891-1345.2637-13.376611471.205222.0784-978.7716-7.3905Firm qualified for Tier 3 (a rebate of $0.0025 for adding displayed liquidity in Tape A and Tape C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https//www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.UBS Securities LLCUBSS2.552.343.831.885.950.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.MEMX, LLCMEMX1.740.000.724.890.000.00000.0000-902.7276-25.71433723.838332.6220-1.3000-26.0000Firm achieved base rate pricing. A description of the current fees and rebates offered by this venue is available at https//info.memxtrading.com/fee-schedule/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.69.959.4513.9555.0621.54Citadel Securities LLCCDRG28.9633.8134.2835.257.070.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged Citadel Securities LLC recent reports pursuant to SEC Rule 606(a) are available at: wwww.citadelsecurities,com/rule-605-606-statementsGlobal Execution Brokers, LPGEBB28.6934.1434.5235.774.530.00000.00000.00000.00000.00000.00000.00000.0000Firm not chargedMatrix Executions, LLCRSKY23.9832.0530.9628.823.56-437.0700-0.8504-1990.1100-1.03905394.82003.1071-7245.8700-11.0568Firm not charged however Firm pays exchange and regulatory fees less exchange rebates where applicable for any orders that are routed by the Wealth Management division and cleared by the Firm following execution Rebates received by Firm may exceed fees paid by Firm Matrix Executions LLC recent reports pursuant to SEC Rule 606(a) are available at: https://www.matrixexecutions.com/rule-606Nasdaq PHLX LLCXPHO8.360.000.060.1638.420.00000.0000601.653847.7124749.963820.209277884.750624.0113Firm did not qualify for tiered pricing Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: listingcenter.nasdaq,com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Dash Financial Technologies LLCDFIN4.410.000.000.0020.480.00000.00000.00000.00000.00000.0000-12859.7300-1.7589Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable Firm is charged $,05/contract for 0-500,000 contracts $,04/contract for 500,001-1 million contracts and $,03/contract for greater than 1 million contracts Firm qualified for the $,03/contract discounted tier Dash Financial Technologies LLC most recent report pursuant to SEC Rule 606(a) is available at: dash-website-static,s3-website-us-east-1,amazonaws,com/static/606,htmlCboe Exchange, Inc.CBOE1.510.000.030.007.000.00000.000085.332537.59140.00000.0000-44356.3600-21.0068Firm did not qualify for tiered pricing with respect to customer order flow Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: cdn,cboe,com/resources/membership/Cboe_FeeSchedule,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO1.160.000.030.005.360.00000.0000-67.8835-99.100011.736024.45006265.445523.7145Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq Options MarketXNDQ1.070.000.060.004.930.00000.0000-217.8640-48.20009.900019.8000-15619.9900-28.3043Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at:listingcenter.nasdaq,com/rulebook/nasdaq/rules/nasdaq-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO1.000.000.040.004.650.00000.0000-164.9500-50.75380.00000.0000-28351.1000-50.5502Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at:markets.cboe,com/us/options/membership/fee_schedule/bzx. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq ISE, LLCXISX0.860.000.020.004.000.00000.0000-144.3000-37.00000.00000.00006431.37549.7784Firm did not qualify for tiered pricing Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: listingcenter.nasdaq,com/rulebook/ise/rules/ise-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.20216100.0062.664.0926.776.47Jane Street Capital, LLCJNST47.3371.6057.480.260.010.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG15.7717.6521.078.8323.010.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsThe Nasdaq Stock MarketNSDQ10.950.081.8035.1122.24-10.2360-10.1387-135.9630-28.33216559.247029.3242218.42604.0552Firm qualified for (1) the rebate provided for adding over 0,60 percent of the total consolidated volume and removing over 0,80 percent of the total consolidated volume ($0.0029 per share for adding displayed liquidity), (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0,03 percent of the total consolidated volume of non- displayed liquidity including midpoint orders for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for adding over 1 million shares of midpoint liquidity applicable to Tape A/B securities ($0.0018 per share) and Tape C securities )$0.0010 per share) for adding midpoint liquidity, (5) the rebate for achieving Q M M Tier 1 incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity), and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2 Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Virtu Americas LLCNITE7.515.2311.148.6022.760.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted below Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsNew York Stock Exchange LLCNYSE6.690.021.0617.0831.91-14.9302-3.3364-161.7945-27.82842388.939818.4055330.67392.2521Firm qualified for Providing Tier 3 (a rebate of $0.0019 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-On-Close orders and $0.0007 per share for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.0028 per share for removing liquidity), Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. The venue provided a fee cap of $35,000 for month for opening executions A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: https://www.nyse,com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO3.615.425.020.030.020.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe EDGX Exchange, Inc.EDGX2.860.000.7610.570.020.00000.0000-127.2184-27.35171311.620414.7285-1.9404-28.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a $0.00040 reduced fee on internalization) and Subdollar Internalization Tier (a 15 bps reduced fee on internalization). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.MEMX, LLCMEMX1.980.000.607.310.000.00000.0000-111.1256-26.36371333.794330.2986-0.5300-26.5000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue is available at:memx,us10,list-manage,com/track/click?u=c0be7e7fe905293c01c0f1961&id=0865731c89&e=393c1050cd. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA1.860.000.596.880.030.00000.0000-69.4450-25.50031401.855024.2309-2.9175-10.5707Firm qualified for Tier 3 (a rebate of $0.0025 for adding displayed liquidity in Tape A and Tape C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS1.440.000.485.330.000.00000.0000-55.3440-29.1009952.175226.1811-0.3000-30.0000Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.15% or average added daily volume of at least 15,000,000 (an incremental rebate of $0.0009 per share for adding displayed liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice100.0047.636.0537.978.34Jane Street Capital, LLCJNST35.0966.8251.620.270.030.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citadel Securities LLCCDRG16.2219.9324.067.7727.830.00000.0000-0.05000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsThe Nasdaq Stock MarketNSDQ15.440.231.2435.5321.36-861.5459-11.2463-1418.7422-25.228583134.168326.95202596.82074.6689Firm qualified for (1) the rebate provided for adding over 0,60 percent of the total consolidated volume and removing over 0,80 percent of the total consolidated volume ($0.0029 per share for adding displayed liquidity), (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0,03 percent of the total consolidated volume of non- displayed liquidity including midpoint orders for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for adding over 1 million shares of midpoint liquidity applicable to Tape A/B securities ($0.0018 per share) and Tape C securities )$0.0010 per share) for adding midpoint liquidity, (5) the rebate for achieving Q M M Tier 1 incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity), and (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeVirtu Americas LLCNITE8.996.1413.437.6628.160.00000.0000-54.5620-0.02860.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division except as noted below Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable for any orders routed by the Wealth Management division on behalf of its clients for handling by the broker algorithmsNew York Stock Exchange LLCNYSE7.590.351.0015.9115.89-223.2596-4.0791-1256.5317-23.699019681.550017.96861681.15154.9699Firm qualified for Providing Tier 3 (a rebate of $0.0019 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-On-Close orders and $0.0007 per share for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.0028 per share for removing liquidity), Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. The venue provided a fee cap of $35,000 for month for opening executions A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: https://www.nyse,com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX5.800.000.7715.150.030.00000.0000-1270.3260-27.32287909.025115.0247-52.8444-28.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a $0.00040 reduced fee on internalization) and Subdollar Internalization Tier (a 15 bps reduced fee on internalization). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA4.140.020.809.485.79-11.9044-29.1989-932.5291-22.62307794.010622.2899-805.6823-8.0444Firm qualified for Tier 3 (a rebate of $0.0025 for adding displayed liquidity in Tape A and Tape C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO3.496.506.090.050.070.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.MEMX, LLCMEMX1.790.000.544.630.000.00000.0000-1184.2295-26.30144045.950630.3146-26.3411-26.5001Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue is available at:memx,us10,list-manage,com/track/click?u=c0be7e7fe905293c01c0f1961&id=0865731c89&e=393c1050cdCboe BZX Exchange, Inc.BATS1.450.010.453.550.84-0.0620-28.1818-414.1217-27.98572765.138324.2794-90.4119-5.1847Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.15% or average added daily volume of at least 15,000,000 (an incremental rebate of $0.0009 per share for adding displayed liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.69.209.8415.0455.3419.78Citadel Securities LLCCDRG29.1133.3934.3034.707.170.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged Citadel Securities LLC recent reports pursuant to SEC Rule 606(a) are available at:wwww.citadelsecurities,com/rule-605-606-statementsGlobal Execution Brokers, LPGEBB28.7233.3033.8735.154.650.00000.00000.00000.00000.00000.00000.00000.0000Firm not chargedMatrix Executions, LLCRSKY25.4233.3131.6129.964.09-1100.8100-1.4738-1048.5600-0.300112127.40004.9963-5499.6100-7.5533Firm not charged however Firm pays exchange and regulatory fees less exchange rebates where applicable for any orders that are routed by the Wealth Management division and cleared by the Firm following execution Rebates received by Firm may exceed fees paid by Firm Matrix Executions LLC recent reports pursuant to SEC Rule 606(a) are available at: https://www.matrixexecutions.com/rule-606Nasdaq PHLX LLCXPHO7.290.000.080.1936.320.00000.0000161.336630.6142765.971821.754481161.976024.0802Firm did not qualify for tiered pricing Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: listingcenter.nasdaq,com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Dash Financial Technologies LLCDFIN3.760.000.000.0019.030.00000.00000.00000.00000.00000.0000-16009.8000-2.8010Firm charged commission plus exchange regulatory market data and clearing fees less exchange rebates where applicable Firm is charged $,05/contract for 0-500,000 contracts $,04/contract for 500,001-1 million contracts and $,03/contract for greater than 1 million contracts Firm qualified for the $,03/contract discounted tier Dash Financial Technologies LLC most recent report pursuant to SEC Rule 606(a) is available at: dash-website-static,s3-website-us-east-1,amazonaws,com/static/606,htmlCboe Exchange, Inc.CBOE1.450.000.020.007.320.00000.000051.950023.61360.247524.7500-51735.0100-24.1315Firm did not qualify for tiered pricing with respect to customer order flow Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: cdn,cboe,com/resources/membership/Cboe_FeeSchedule,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO1.240.000.020.006.260.00000.0000-94.1450-49.55000.00000.000015311.905523.7434Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq Options MarketXNDQ1.220.000.040.006.160.00000.0000-134.4780-48.2000-0.4820-48.2000-16348.2280-27.6573Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: listingcenter.nasdaq,com/rulebook/nasdaq/rules/nasdaq-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO1.050.000.040.005.290.00000.0000-262.7000-50.1336-0.5000-50.0000-32385.0000-52.3123Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: markets.cboe,com/us/options/membership/fee_schedule/bzx. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE American OptionsAMXO0.740.000.020.003.710.00000.000032.763024.450010.024524.45004566.934511.6792Firm did not qualify for tiered pricing A description of the current fees and rebates offered by this venue including the pricing tiers offered and the pricing for each tier is available at: www,nyse,com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.