1.2JP Morgan Securities LLC202112023-12-01T22:03:42Z20211100.0063.894.6923.208.22Citadel Securities LLCCDRG30.4940.0637.547.9615.30-5.0000-0.00280.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithms,Jane Street Capital, LLCJNST26.4638.9432.880.150.010.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.UBS Securities LLCUBSS10.0910.1512.897.5415.310.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketNSDQ9.890.000.8233.0026.79-28.4100-24.6872-300.8566-27.84579336.324227.4995172.55021.4907Firm qualified for (1) the rebate provided for adding over 0,35% of the total consolidated volume and removing over 0,75% of the total consolidated volume ($0.0028 per share for adding displayed liquidity), (2) Closing Cross Tier C (a fee of $0.0012 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0,03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, and (4) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2 Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Virtu Americas LLCNITE8.808.8511.486.6112.990.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithms,New York Stock Exchange LLCNYSE6.110.020.6715.7129.58-19.6378-3.2795-426.2313-24.89805360.107717.6891422.87821.7863Firm qualified for Providing Tier 3 (a rebate of $0.0018 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-On-Close orders and a fee of $0.0007 per share for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), and Remove Tier 1 for Tape A securities (a fee of $0.0028 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX3.170.000.5913.580.000.00000.0000-614.8080-26.30392509.135315.0294-0.1242-27.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a reduced fee of 0.00040 on internalization), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA2.120.000.529.020.020.00000.0000-684.9645-29.53261958.257024.3466-5.1200-14.4633Firm qualified for Tier 3 (a rebate of $0.0025 per share for adding liquidity in Tape A and Tape C securities and $0.0022 per share for adding liquidity in Tape B securities), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS1.500.000.336.430.000.00000.0000-109.7934-28.36821783.926926.1853-0.7640-16.5011Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.20% (an incremental rebate of $0.0007 per share for adding displayed liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report., A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO1.371.982.280.000.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.100.0054.096.3629.4010.14Citadel Securities LLCCDRG27.3638.4535.078.1718.77-6.7810-0.00050.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithmsJane Street Capital, LLCJNST22.3337.4431.310.280.090.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketNSDQ13.540.231.0137.1024.25-1642.9040-11.8549-1846.4178-22.7425119617.601722.45404278.06943.6891Firm qualified for (1) the rebate provided for adding over 0,35% of the total consolidated volume and removing over 0,75% of the total consolidated volume ($0.0028 per share for adding displayed liquidity), (2) Closing Cross Tier C (a fee of $0.0012 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0,03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, and (4) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2 Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.UBS Securities LLCUBSS10.3210.0612.787.4918.330.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Virtu Americas LLCNITE8.618.5211.586.2314.170.00000.0000-31.9495-0.01220.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithmsNew York Stock Exchange LLCNYSE8.061.962.0616.9618.55-226.4561-0.8181-1086.5349-12.888630729.951517.37352396.99424.3544Firm qualified for Providing Tier 3 (a rebate of $0.0018 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-On-Close orders and a fee of $0.0007 per share for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), and Remove Tier 1 for Tape A securities (a fee of $0.0028 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX3.380.000.6511.360.01-0.3000-2.0000-2007.2024-26.25668965.371614.8911-17.9091-27.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a reduced fee of 0.00040 on internalization), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA3.010.010.758.434.71-14.9620-29.1543-3662.1171-25.439710764.557621.9882-1988.8790-11.7228Firm qualified for Tier 3 (a rebate of $0.0025 per share for adding liquidity in Tape A and Tape C securities and $0.0022 per share for adding liquidity in Tape B securities), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeTwo Sigma Securities, LLCSOHO2.113.334.370.060.090.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe BZX Exchange, Inc.BATS1.280.000.423.921.03-2.8100-29.2708-737.9403-29.48814625.742525.5742-291.9493-4.4436Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.20% (an incremental rebate of $0.0007 per share for adding displayed liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice72.989.9022.3946.6421.07Citadel Securities LLCCDRG29.0733.2734.6835.197.440.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged, Citadel Securities LLCs recent reports pursuant to SEC Rule 606(a) are available at: https://www,citadelsecurities,com/rule-605-606-statements/Global Execution Brokers, LPGEBB28.2533.5633.8035.374.180.00000.00000.00000.00000.00000.00000.00000.0000Firm not chargedMatrix Executions, LLCRSKY24.9433.1731.4629.304.500.00000.0000-96.2900-0.05290.00000.0000895.14001.1656Firm not charged; however, Firm pays exchange and regulatory fees, less exchange rebates where applicable, for any orders that are routed by the Wealth Management division and cleared by the Firm following execution Rebates received by Firm may exceed fees paid by Firm, Matrix Executions, LLCs recent reports pursuant to SEC Rule 606(a) are available at: https://www.matrixexecutions.com/rule-606,Nasdaq PHLX LLCXPHO7.270.000.050.1434.160.00000.0000126.640026.0576821.710042.1822104001.125029.6970Firm did not qualify for tiered pricing, Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/phlx/rules/phlx-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeDash Financial Technologies LLCDFIN3.760.000.000.0017.840.00000.00000.00000.00000.00000.0000-24161.4600-2.9796Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, Firm is charged $,05/contract for 0-500,000 contracts, $,04/contract for 500,001-1 million contracts, and $,03/contract for greater than 1 million contracts, Firm qualified for the $,03/contract discounted tier, Dash Financial Technologies LLCs most recent report pursuant to SEC Rule 606(a) is available at: http://dash-website-static,s3-website-us-east-1,amazonaws,com/static/606,htmlCboe Exchange, Inc.CBOE1.770.000.000.008.390.00000.000032.997554.094321.375042.7500-18721.9300-14.4028Firm did not qualify for tiered pricing with respect to customer order flow, Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn,cboe,com/resources/membership/Cboe_FeeSchedule,pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNYSE Arca OptionsARCO1.490.000.000.007.080.00000.0000-11.3965-49.55000.00000.00007970.140511.2741Firm did not qualify for tiered pricing, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNasdaq Options MarketXNDQ1.380.000.000.006.560.00000.0000-29.8840-48.2000-0.4820-48.2000-18502.4600-27.1178Firm did not qualify for tiered pricing, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/nasdaq/rules/nasdaq-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe BZX Exchange, Inc.BATO1.090.000.010.005.190.00000.0000-27.5000-50.00000.00000.0000-29247.4000-54.3571Firm did not qualify for tiered pricing, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets,cboe,com/us/options/membership/fee_schedule/bzx/, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNasdaq ISE, LLCXISX0.980.000.000.004.660.00000.0000-3.2800-5.65520.00000.000016140.660018.2366Firm did not qualify for tiered pricing, Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/ise/rules/ise-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice20212100.0064.714.6822.288.33Citadel Securities LLCCDRG30.2639.4037.007.9714.74-0.00500.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithms,Jane Street Capital, LLCJNST26.3338.2932.360.180.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketNSDQ10.220.001.0635.1528.32-0.7170-30.0000-107.0624-19.95168445.688027.4493371.52384.4670Firm qualified for (1) the rebate provided for adding over 0,35% of the total consolidated volume and removing over 0,75% of the total consolidated volume (a rebate of $0.0028 per share for adding displayed liquidity), (2) Closing Cross Tier C (a fee of $0.0012 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0,03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, and (4) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2 , Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeVirtu Americas LLCNITE10.0910.1212.817.8114.380.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithms,UBS Securities LLCUBSS9.9810.0012.747.6814.400.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.New York Stock Exchange LLCNYSE5.590.050.6714.3128.15-14.8421-4.1120-110.4516-18.99623811.306517.5788390.35281.8132Firm qualified for Providing Tier 3 (a rebate of $0.0018 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-On-Close orders and a fee of $0.0007 per share for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed), The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe EDGX Exchange, Inc.EDGX2.810.000.4112.530.000.00000.0000-144.2212-23.65872299.843115.37400.00000.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a 0.00040 reduced fee on internalization), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNYSE Arca, Inc.ARCA1.820.000.338.120.010.00000.0000-105.7100-26.57171697.588624.281210.850025.0000Firm qualified for Tier 3 (a rebate of $0.0025 for adding liquidity in Tape A and Tape C securities and $0.0022 for adding liquidity in Tape B securities), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeTwo Sigma Securities, LLCSOHO1.502.142.420.010.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe BZX Exchange, Inc.BATS1.400.000.206.240.000.00000.0000-27.8520-18.47931641.624725.850213.369125.6260Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.10% (an incremental rebate of $0.0007 per share for adding displayed liquidity), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice100.0053.696.6029.5510.16Citadel Securities LLCCDRG26.9738.1434.688.1717.47-4.5060-0.00040.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithms,Jane Street Capital, LLCJNST22.0537.1530.530.280.090.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.The Nasdaq Stock MarketNSDQ14.380.190.8539.3825.63-781.9713-10.9691-1319.4716-21.9898160922.232326.51837509.67025.9711Firm qualified for (1) the rebate provided for adding over 0,35% of the total consolidated volume and removing over 0,75% of the total consolidated volume (a rebate of $0.0028 per share for adding displayed liquidity), (2) Closing Cross Tier C (a fee of $0.0012 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0,03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, and (4) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2 , Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeVirtu Americas LLCNITE10.5010.1213.777.9317.860.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithms,UBS Securities LLCUBSS10.3810.0812.857.9517.460.00000.00000.00000.00000.00000.00000.00000.0000Firm not chargedNew York Stock Exchange LLCNYSE6.230.430.8814.8815.17-171.0594-3.4680-738.7551-18.304629184.840917.42732452.49294.6519Firm qualified for Providing Tier 3 (a rebate of $0.0018 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-On-Close orders and a fee of $0.0007 per share for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed), The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe EDGX Exchange, Inc.EDGX3.050.020.5210.160.010.00000.0000-1289.1789-25.402610863.078415.1353-54.2862-27.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a 0.00040 reduced fee on internalization), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNYSE Arca, Inc.ARCA2.790.030.617.505.10-18.7557-24.6202-2079.9495-22.971312822.019822.4673-1884.2162-9.9803Firm qualified for Tier 3 (a rebate of $0.0025 for adding liquidity in Tape A and Tape C securities and $0.0022 for adding liquidity in Tape B securities), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeTwo Sigma Securities, LLCSOHO2.423.825.020.090.110.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe BZX Exchange, Inc.BATS1.230.020.293.661.10-2.3130-30.0000-569.6221-29.43915607.884525.7728-269.8091-3.7846Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.10% (an incremental rebate of $0.0007 per share for adding displayed liquidity), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice75.819.7822.1048.4119.71Citadel Securities LLCCDRG31.3935.7936.4337.258.960.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged, Citadel Securities LLCs recent reports pursuant to SEC Rule 606(a) are available at: https://www,citadelsecurities,com/rule-605-606-statements/Global Execution Brokers, LPGEBB27.7532.0232.5134.204.430.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Matrix Executions, LLCRSKY24.6032.1930.9428.404.420.00000.00000.00000.00000.00000.0000-1394.0300-2.8309Firm not charged; however, Firm pays exchange and regulatory fees, less exchange rebates where applicable, for any orders that are routed by the Wealth Management division and cleared by the Firm following execution Rebates received by Firm may exceed fees paid by Firm, Matrix Executions, LLCs recent reports pursuant to SEC Rule 606(a) are available at: https://www.matrixexecutions.com/rule-606,Nasdaq PHLX LLCXPHO7.380.000.080.1537.040.00000.0000369.900025.30101195.895038.3177112553.800029.7838Firm did not qualify for tiered pricing, Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/phlx/rules/phlx-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeDash Financial Technologies LLCDFIN3.460.000.000.0017.600.00000.00000.00000.00000.00000.0000-19387.3200-2.1629Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, Firm is charged $,05/contract for 0-500,000 contracts, $,04/contract for 500,001-1 million contracts, and $,03/contract for greater than 1 million contracts, Firm qualified for the $,03/contract discounted tier, Dash Financial Technologies LLCs most recent report pursuant to SEC Rule 606(a) is available at: http://dash-website-static,s3-website-us-east-1,amazonaws,com/static/606,htmlCboe Exchange, Inc.CBOE1.630.000.000.008.280.00000.000028.097546.06150.00000.0000-21124.1825-13.2675Firm did not qualify for tiered pricing with respect to customer order flow, Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn,cboe,com/resources/membership/Cboe_FeeSchedule,pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNYSE Arca OptionsARCO1.110.000.010.005.650.00000.0000-32.8305-64.373521.839570.450018254.205524.0342Firm did not qualify for tiered pricing, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNasdaq Options MarketXNDQ1.060.000.020.005.370.00000.0000-106.4100-48.368235.910079.8000-18892.9200-28.2034Firm did not qualify for tiered pricing, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/nasdaq/rules/nasdaq-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe BZX Exchange, Inc.BATO0.860.000.010.004.380.00000.0000-75.3000-54.5652-23.5000-50.0000-28527.6500-51.6946Firm did not qualify for tiered pricing, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets,cboe,com/us/options/membership/fee_schedule/bzx/, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNasdaq ISE, LLCXISX0.760.000.000.003.870.00000.0000-18.8600-21.9302-0.8200-41.000016458.780018.7883Firm did not qualify for tiered pricing, Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/ise/rules/ise-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice20213100.0065.554.8821.827.75Citadel Securities LLCCDRG30.4239.2636.847.7915.030.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithms,Jane Street Capital, LLCJNST26.9838.6832.440.160.050.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Virtu Americas LLCNITE9.979.9512.457.7214.870.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithms,The Nasdaq Stock MarketNSDQ9.950.001.1735.8127.00-3.6330-10.4728-197.3303-26.45399928.620928.5104241.80823.0193Firm qualified for (1) the rebate provided for adding over 0,60% of the total consolidated volume and removing over 0,80% of the total consolidated volume ($0.0029 per share for adding displayed liquidity), (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0,03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders and increasing the volume of such orders by 10% or more versus the volume of such orders in April 2019 for Tape A/B securities ($0.0019 per share) and Tape C securities ($0.0013 per share) for adding displayed liquidity, and (5) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeUBS Securities LLCUBSS9.819.7412.537.6414.810.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.New York Stock Exchange LLCNYSE5.290.050.8113.9228.19-22.5628-5.5240-252.6651-25.52173329.245017.3357265.13241.3051Firm qualified for Providing Tier 3 (rebate of $0.0018 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-On-Close orders and a fee of $0.0007 per share for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity), and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe EDGX Exchange, Inc.EDGX2.840.000.6112.910.000.00000.0000-349.7720-26.52882813.559415.2768-0.9996-28.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a 0.00040 reduced fee on internalization), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeTwo Sigma Securities, LLCSOHO1.642.322.460.000.040.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.NYSE Arca, Inc.ARCA1.600.000.397.240.010.00000.0000-286.1060-29.99421955.361024.09531.325012.9268Firm qualified for Tier 3 (a rebate of $0.0025 for adding liquidity in Tape A and Tape C securities and $0.0022 for adding liquidity in Tape B securities), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe BZX Exchange, Inc.BATS1.500.000.306.810.000.00000.0000-74.1018-29.62182108.212526.3191-0.2130-5.0000Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.20%, (an incremental rebate of $0.0007 per share for adding displayed liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.100.0053.666.9830.229.13Citadel Securities LLCCDRG26.8738.1534.487.8917.470.00000.0000-24.6695-0.00890.00000.0000-2.7500-0.0036Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithms,Jane Street Capital, LLCJNST22.5237.9230.030.210.050.00000.00000.00000.00000.00000.00000.00000.0000Firm not chargedThe Nasdaq Stock MarketNSDQ13.700.071.0837.6824.33-501.9817-14.3971-1921.4577-26.6987113330.736526.91074289.89415.8468Firm qualified for (1) the rebate provided for adding over 0,60% of the total consolidated volume and removing over 0,80% of the total consolidated volume ($0.0029 per share for adding displayed liquidity), (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0,03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders and increasing the volume of such orders by 10% or more versus the volume of such orders in April 2019 for Tape A/B securities ($0.0019 per share) and Tape C securities ($0.0013 per share) for adding displayed liquidity, and (5) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders, The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeVirtu Americas LLCNITE10.2910.0313.707.6817.830.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Wealth Management division or the Corporate and Investment Bank division, except as noted below, Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for any orders routed by the Wealth Management division on behalf of its clients for handling by the brokers algorithms,UBS Securities LLCUBSS10.089.7912.837.7417.450.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.New York Stock Exchange LLCNYSE6.600.281.0916.3315.69-305.5245-3.0096-874.8837-18.002925115.667917.31221749.70893.8581Firm qualified for Providing Tier 3 (rebate of $0.0018 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-On-Close orders and a fee of $0.0007 per share for Limit-On-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity), and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe EDGX Exchange, Inc.EDGX3.290.000.7810.690.020.00000.0000-1606.1104-27.43539900.830414.8739-26.7652-28.0000Firm subject to reduced internalization fees for adding and removing displayed liquidity (a 0.00040 reduced fee on internalization), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNYSE Arca, Inc.ARCA2.980.010.917.836.00-34.9397-29.2285-1713.6609-18.246713666.701222.3588-2199.7962-11.6835Firm qualified for Tier 3 (a rebate of $0.0025 for adding liquidity in Tape A and Tape C securities and $0.0022 for adding liquidity in Tape B securities), The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeTwo Sigma Securities, LLCSOHO2.363.754.620.050.080.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Cboe BZX Exchange, Inc.BATS1.310.000.483.901.08-0.3750-30.0000-828.3393-29.19025072.454025.0676-299.7024-4.6770Firm qualified for Add/Remove Volume Tier 2 for having average daily added volume as a percentage of total consolidated volume of at least 0.20%, (an incremental rebate of $0.0007 per share for adding displayed liquidity). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/ Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.74.439.4422.2448.3319.99Citadel Securities LLCCDRG29.4133.3634.3635.387.460.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged, Citadel Securities LLCs recent reports pursuant to SEC Rule 606(a) are available at: https://www,citadelsecurities,com/rule-605-606-statements/Global Execution Brokers, LPGEBB28.6533.3934.0635.254.440.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Matrix Executions, LLCRSKY25.0633.2531.4829.243.940.00000.00000.00000.00000.00000.0000-4249.0100-7.5640Firm not charged; however, Firm pays exchange and regulatory fees, less exchange rebates where applicable, for any orders that are routed by the Wealth Management division and cleared by the Firm following execution Rebates received by Firm may exceed fees paid by Firm, Matrix Executions, LLCs recent reports pursuant to SEC Rule 606(a) are available at: https://www.matrixexecutions.com/rule-606Nasdaq PHLX LLCXPHO7.440.000.090.1336.860.00000.0000257.250023.1757580.295019.3367108738.270026.6599Firm did not qualify for tiered pricing, Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/phlx/rules/phlx-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeDash Financial Technologies LLCDFIN3.570.000.000.0017.870.00000.00000.00000.00000.00000.0000-23402.3100-2.1020Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, Firm is charged $,05/contract for 0-500,000 contracts, $,04/contract for 500,001-1 million contracts, and $,03/contract for greater than 1 million contracts, Firm qualified for the $,03/contract discounted tier, Dash Financial Technologies LLCs most recent report pursuant to SEC Rule 606(a) is available at: http://dash-website-static,s3-website-us-east-1,amazonaws,com/static/606,htmlCboe Exchange, Inc.CBOE1.550.000.000.007.770.00000.000013.332519.89930.742524.7500-39177.1875-20.0597Firm did not qualify for tiered pricing with respect to customer order flow, Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn,cboe,com/resources/membership/Cboe_FeeSchedule,pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNYSE Arca OptionsARCO1.230.000.000.006.160.00000.0000-49.5500-49.55007.335024.450011893.250016.5783Firm did not qualify for tiered pricing, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNasdaq Options MarketXNDQ1.170.000.010.005.860.00000.0000-185.0100-48.68687.56809.9579-28627.1480-33.2395Firm did not qualify for tiered pricing, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/nasdaq/rules/nasdaq-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeCboe BZX Exchange, Inc.BATO0.970.000.000.004.860.00000.0000-58.5000-50.00000.00000.0000-32483.5000-53.1184Firm did not qualify for tiered pricing, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets,cboe,com/us/options/membership/fee_schedule/bzx/, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without noticeNasdaq ISE, LLCXISX0.950.000.000.004.780.00000.0000-37.0000-37.0000-72.1500-37.00006777.41006.2590Firm did not qualify for tiered pricing, Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange, A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/ise/rules/ise-options-7, Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice