1.2JP Morgan Securities LLC202022023-12-06T15:34:25Z20204100.0057.524.8425.6711.97Jane Street Capital, LLCJNST20.6933.6719.181.430.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Virtu Americas LLCNITE19.8918.9719.9516.6031.390.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Citadel Securities LLCCDRG17.7224.0515.735.0615.22-0.5315-0.00020.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.UBS Securities LLCUBSS11.4417.8610.141.652.110.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.The Nasdaq Stock MarketNSDQ7.770.008.8920.6117.23-27.3770-10.64381879.502923.780316851.566328.4938106.21680.5706Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume ($0.0029 per share for adding displayed liquidity), (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), and (3) the cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCNYSE7.640.026.1812.7433.97-75.4829-9.7848876.066414.64998596.746919.39891566.98102.9896Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), Provide Tape C Tier 2 (a rebate of $0.0023 per share for adding displayed liquidity in Tape C securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-on-Close orders and a fee of $0.0007 per share for Limit-on-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $30,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA4.050.006.1214.620.070.00000.0000476.26358.84477949.664524.2561-1.8385-2.6549The Firm qualified for Tier 3 (a rebate of $0.0025 for adding displayed liquidity in Tape A and Tape C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX3.770.005.7013.600.010.00000.0000676.972614.06497472.997718.9146-5.0787-27.0000The Firm qualified for Growth Tier 1 (an incremental rebate of $0.0003 per share for (1) adding an ADV of at least 0.10% of the total consolidated volume; or (2) achieving a Step-Up Add total consolidated volume of at least 0.05% from March 2019) and the reduced internalization fees applicable when adding an ADV of at least 10,000,000 shares (a reduced fee of $0.00040 per share). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS3.650.004.3613.400.000.00000.0000852.453424.329311338.360029.5631-3.0020-4.5839The Firm qualified for Step-Up Tier 1 (an incremental rebate of $0.0010 per share for displayed orders in Tapes A and C securities and .0005 per share for displayed orders in Tape B securities for achieving a Step-Up Add total consolidated volume of at least 0.05% from April 2019 ). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO3.385.433.750.290.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.100.0052.176.7028.4812.65Virtu Americas LLCNITE19.7419.1420.5915.2231.790.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Jane Street Capital, LLCJNST19.4334.0420.481.110.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Citadel Securities LLCCDRG16.1621.8917.135.1116.86-0.10750.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.The Nasdaq Stock MarketNSDQ11.430.208.5129.0019.76-333.9386-10.96313517.708213.488348195.105419.7036437.97260.7443Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume ($0.0029 per share for adding displayed liquidity) (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), and (3) the cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.UBS Securities LLCUBSS9.9716.439.961.442.510.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.New York Stock Exchange LLCNYSE6.230.064.4512.9717.43-77.0374-3.70401170.90938.804819010.642215.09091387.53622.1952Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), Provide Tape C Tier 2 ( a rebate of $0.0023 per share for adding displayed liquidity in Tape C securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-on-Close orders and a fee of $0.0007 per share for Limit-on-Close orders), and NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $30,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA5.920.015.0915.179.94-20.4050-29.1583711.06666.979314829.887719.8778-3084.4425-9.6956The Firm qualified for Tier 3 (a rebate of $0.0025 for adding displayed liquidity in Tape A and Tape C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO4.848.236.680.340.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Cboe EDGX Exchange, Inc.EDGX3.350.003.8610.850.020.00000.0000910.060610.341111953.754316.1959-41.2128-27.0000The Firm qualified for Growth Tier 1 (an incremental rebate of $0.0003 per share for (1) adding an ADV of at least 0.10% of the total consolidated volume; or (2) achieving a Step-Up Add total consolidated volume of at least 0.05% from March 2019) and the reduced internalization fees applicable when adding an ADV of at least 10,000,000 shares (a reduced fee of $0.00040 per share). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS2.930.003.258.791.690.00000.0000839.579712.803412755.554124.6043-241.8245-4.4706The Firm qualified for Step-Up Tier 1 (an incremental rebate of $0.0010 per share for displayed orders in Tapes A and C securities and $.0005 per share for displayed orders in Tape B securities for achieving a Step-Up Add total consolidated volume of at least 0.05% from April 2019 ). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.78.605.9619.9648.1525.92Citadel Securities LLCCDRG19.8022.4524.1724.696.670.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at https://www,citadelsecurities,com/rule-605-606-statements/Global Execution Brokers, LPGEBB18.7421.4623.7324.044.420.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citigroup Global Markets Inc.SBSH16.1917.7816.9115.9215.760.00000.00000.00000.00000.00000.0000-7039.6000-11.4185Firm not charged commission except for orders in products that typically execute in the open outcry auction (e.g., SPX, OEX, DJX) or during VIX Extended Trading Hours. Firm charged applicable exchange fees. Firm qualified for rebate applicable when volume is 5,000 contracts/month or more, except for contracts that received price improvement, with higher rebate paid for option classes that do not participate in the Penny Pilot Program than for option classes that participate in the Penny Pilot Program. Citigroup Global Markets Inc.'s recent reports pursuant to SEC Rule 606(a) are available at: http://public.s3.com/rule606/citiMatrix Executions, LLCREDG15.7922.1920.7320.062.570.00000.00000.00000.00000.00000.0000-607.0800-3.3978Firm not charged for orders routed by the Asset and Wealth Management division or Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms. Matrix Executions, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www,matrixexecutions,com/606Dash Financial Technologies LLCDFIN11.2216.1214.2814.321.97-684.3600-6.0000-2511.3600-6.0000-3654.4800-6.0000-527.5200-11.0000Firm not charged for orders routed by the Asset and Wealth Management division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms and for orders routed by the Corporate and Investment Bank. Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm did not qualify for a discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at: https://www,dashfinancial,com/Nasdaq PHLX LLCPHLX8.630.000.150.4932.310.00000.000050.800025.7868337.300022.002662647.880022.8034Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe Exchange, Inc.CBOE3.330.000.030.4811.920.00000.00003.240027.0000159.840030.7385-11424.3325-3.1867Firm did not qualify for tiered pricing with respect to customer order flow. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn,cboe,com/resources/membership/Cboe_FeeSchedule,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.The Nasdaq Stock Market (Options)XNAS2.580.000.000.009.980.00000.0000-24.0000-48.0000-13.9200-48.0000-14046.6400-23.7583Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/nasdaq/rules/nasdaq-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO1.950.000.000.007.550.00000.00000.00000.00000.00000.000014579.320017.9526Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO1.770.000.000.006.850.00000.00000.00000.00000.00000.0000-34025.5500-52.0778Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.20205100.0057.285.3025.9711.46Jane Street Capital, LLCJNST23.8338.6223.271.680.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Virtu Americas LLCNITE16.3520.4016.407.4016.430.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Citadel Securities LLCCDRG15.0618.0414.577.2818.03-5.9268-0.00290.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.UBS Securities LLCUBSS14.6817.9013.927.1116.060.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.The Nasdaq Stock MarketNSDQ8.400.008.5423.2816.78-3.3840-30.00001981.684724.710118688.029528.5397441.07682.7148Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume ($0.0029 per share for adding displayed liquidity),(2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), and (3) the cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.New York Stock Exchange LLCNYSE7.330.005.5812.7232.59-61.6660-18.6083944.540115.14958474.500917.71761283.90742.3216Firm qualified for Providing Tier 3 (a rebate of $0.0018 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-on-Close orders and a fee of $0.0007 per share for Limit-on-Close orders), and NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $30,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA4.450.005.5016.000.090.00000.00001121.376820.432012061.060228.3673-19.9677-14.7330The Firm qualified for Tier 2 (a rebate of $0.0029 for adding displayed liquidity in Tapes A and C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX4.000.005.4314.290.020.00000.0000923.399215.94028181.642018.5792-7.0119-27.0000The Firm qualified for Growth Tier 1 (an incremental rebate of $0.0003 per share for (1) adding an ADV of at least 0.10% of the total consolidated volume; or (2) achieving a Step-Up Add total consolidated volume of at least 0.05% from March 2019) and the reduced internalization fees applicable when adding an ADV of at least 10,000,000 shares (a reduced fee of $0.00040 per share). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO3.165.043.720.310.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Cboe BZX Exchange, Inc.BATS2.740.003.079.930.00-29.8000-29.8000611.643023.54959426.813029.4746-0.3520-22.8571The Firm qualified for Step-Up Tier 1 (an incremental rebate of $0.0010 per share for [fee codes V and Y] and .0005 per share for [fee code B] ) for achieving a Step-Up Add total consolidated volume of at least 0.05% from April 2019). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.100.0050.057.3029.6213.03Jane Street Capital, LLCJNST21.7439.0024.351.430.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Virtu Americas LLCNITE15.7720.5917.006.7117.100.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Citadel Securities LLCCDRG14.6317.7116.247.0719.05-32.0811-0.0038-26.7255-0.00480.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.The Nasdaq Stock MarketNSDQ13.100.128.9932.1922.05-554.8812-12.94416467.190618.004371850.853220.81572006.60432.2564Firm qualified for (1) the rebate provided for adding over 0.60% of the total consolidated volume and removing over 0.80% of the total consolidated volume ($0.0029 per share for adding displayed liquidity), (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross), and (3) the cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.UBS Securities LLCUBSS12.4614.7312.656.6616.850.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.New York Stock Exchange LLCNYSE6.080.093.7012.1716.56-39.4700-0.77461500.829210.055519217.576314.71311875.86092.3931Firm qualified for Providing Tier 3 (a rebate of $0.0018 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-on-Close orders and a fee of $0.0007 per share for Limit-on-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $30,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA5.680.014.4514.996.96-19.6159-29.03051201.512310.707521035.852324.0512-2057.9682-10.5856The Firm qualified for Tier 2 (a rebate of $0.0029 for adding displayed liquidity in Tapes A and C securities and $0.0022 for adding displayed liquidity in Tape B securities) . The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.TWO SIGMA SECURITIES, LLCSOHO4.467.756.580.340.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Cboe EDGX Exchange, Inc.EDGX3.410.003.5110.660.010.00000.0000940.712210.085413179.765516.1397-12.9438-27.0000The Firm qualified for Growth Tier 1 (an incremental rebate of $0.0003 per share for (1) adding an ADV of at least 0.10% of the total consolidated volume; or (2) achieving a Step-Up Add total consolidated volume of at least 0.05% from March 2019) and the reduced internalization fees applicable when adding an ADV of at least 10,000,000 shares (a reduced fee of $0.00040 per share). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS2.670.002.537.781.420.00000.00001012.713114.993914323.012126.0229-317.7605-4.9366The Firm qualified for Step-Up Tier 1 (an incremental rebate of $0.0010 per share for displayed orders in Tapes A and C securities and .0005 per share for displayed orders in Tape B securities for achieving a Step-Up Add total consolidated volume of at least 0.05% from April 2019 ). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.72.236.3418.9445.3529.37Citadel Securities LLCCDRG20.9725.1926.7827.156.670.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at https://www,citadelsecurities,com/rule-605-606-statements/Global Execution Brokers, LPGEBB19.9524.8926.3526.943.950.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citigroup Global Markets Inc.SBSH19.8524.6523.4522.4312.510.00000.00000.00000.00000.00000.0000-9813.7000-12.0331Firm not charged commission except for orders in products that typically execute in the open outcry auction (e.g., SPX, OEX, DJX) or during VIX Extended Trading Hours, Firm charged applicable exchange fees. Firm qualified for rebate applicable when volume is 5,000 contracts/month or more, except for contracts that received price improvement, with higher rebate paid for option classes that do not participate in the Penny Pilot Program than for option classes that participate in the Penny Pilot Program. Citigroup Global Markets Inc's recent reports pursuant to SEC Rule 606(a) are available at: http://public.s3.com/rule606/citiMatrix Executions, LLCREDG16.9425.2723.2322.622.330.00000.00000.00000.00000.00000.0000-728.2000-3.3799Firm not charged for orders routed by the Asset and Wealth Management division or Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms. Matrix Executions, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.matrixexecutions.com/rule-606Nasdaq PHLX LLCPHLX9.430.000.130.3131.590.00000.000047.400031.6000356.000029.9663112033.1300-12.0331Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at:https://listingcenter,nasdaq,com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe Exchange, Inc.CBOE3.100.000.060.559.670.00000.000046.542530.0274525.375024.89932849.28750.7308Firm did not qualify for tiered pricing with respect to customer order flow. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn,cboe,com/resources/membership/Cboe_FeeSchedule,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.The Nasdaq Stock Market (Options)XNAS3.040.000.000.0010.370.00000.00000.00000.0000-15.3600-48.0000-34421.6900-27.1280Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/nasdaq/rules/nasdaq-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO2.510.000.000.008.550.00000.00000.00000.00000.00000.0000-70473.7500-50.3794Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO2.300.000.000.007.860.00000.00000.00000.00000.00000.000021949.480018.3546Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Nasdaq ISE, LLCXISX1.910.000.000.006.500.00000.00000.00000.00000.00000.00000.00000.0000Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.20206100.0057.325.4525.1912.04Jane Street Capital, LLCJNST30.5449.4629.892.200.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Virtu Americas LLCNITE13.4715.7013.387.0416.400.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.UBS Securities LLCUBSS12.4814.2111.997.0415.810.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Citadel Securities LLCCDRG12.3414.3012.596.6114.83-5.2439-0.00300.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.New York Stock Exchange LLCNYSE7.750.025.3712.9034.91-1.4563-0.5959709.423113.29995887.327217.48371396.21032.6202Firm qualified for Providing Tier 3 (a rebate of $0.0018 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-on-Close orders and a fee of $0.0007 per share for Limit-on-Close orders), NYSE dQuote Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $30,000 for the month for opening executions . The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.The Nasdaq Stock MarketNSDQ7.570.007.1519.9118.04-42.9530-19.06821596.561422.608014267.588027.2171271.66801.5438Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share for adding displayed liquidity), (2) Closing Cross Tier B (a fee of $0.0011 per share for orders participating in the Closing Cross)(3) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders and increasing the volume of such orders by 10% or more versus the volume of such orders in April 2019 ($0.0019 per share for adding midpoint liquidity in Tape A and B securities and $0.0013 for adding midpoint liquidity in Tape C securities), and (4) the cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report.A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http:// www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA4.680.005.5017.370.010.00000.0000455.22966.851311010.686528.54956.655529.0000The Firm qualified for Tier 2 (a rebate of $0.0029 for adding displayed liquidity in Tape A and Tape C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe EDGX Exchange, Inc.EDGX4.060.005.9914.820.000.00000.0000603.214712.13995917.155815.8023-0.8640-27.0000The Firm qualified for the reduced internalization fees applicable when adding an ADV of at least 10,000,000 shares (a reduced fee of $0.00040 per share). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO3.956.314.580.320.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms,Cboe BZX Exchange, Inc.BATS3.160.003.5611.790.000.00000.0000537.711021.59867139.262624.7074-1.7990-28.8301Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.100.0049.897.6029.2113.30Jane Street Capital, LLCJNST27.0048.2331.001.870.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.The Nasdaq Stock MarketNSDQ13.820.509.2633.0024.37-1040.8140-11.06456549.139316.258278768.419522.12082556.19982.5343Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share for adding displayed liquidity), (2) Closing Cross Tier C (a fee of $0.0012 per share for orders participating in the Closing Cross), (3) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint. Extended Life Orders and increasing the volume of such orders by 10% or more versus the volume of such orders in April 2019 ($0.0019 per share for adding midpoint liquidity in Tape A and B securities and $0.0013 for adding midpoint liquidity in Tape C securities), and (4) the cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www,nasdaqtrader,com/Trader,aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Virtu Americas LLCNITE13.1715.6714.026.6817.550.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Citadel Securities LLCCDRG12.2314.2913.516.5216.33332.35800.0330-16.2800-0.00340.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.UBS Securities LLCUBSS11.5713.2211.306.4216.840.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.New York Stock Exchange LLCNYSE5.880.223.8410.9617.15-69.9024-1.44581307.33067.408919316.089015.35631990.70032.3737Firm qualified for Providing Tier 3 (a rebate of $0.0018 per share for adding displayed liquidity in Tape A securities), MOC/LOC Tier 1 (a fee of $0.0004 per share for Market-on-Close orders and a fee of $0.0007 per share for Limit-on-Close orders), NYSE dQuote Tier 1charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0008 per share for d-Quotes last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 1 for Tape A securities (a fee of $0.00275 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00285 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $30,000 for the month for opening executions . The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca, Inc.ARCA5.610.044.5415.066.44-29.5014-29.4102760.15194.784622199.394525.1511-1967.3237-11.7662The Firm qualified for Tier 2 (a rebate of $0.0029 for adding displayed liquidity in Tapes A and C securities and $0.0022 for adding displayed liquidity in Tape B securities). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www,nyse,com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Two Sigma Securities, LLCSOHO4.417.775.830.330.000.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged for orders routed by the Asset and Wealth Management division or the Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms.Cboe EDGX Exchange, Inc.EDGX3.420.034.0910.600.00-7.0200-27.0000660.34005.714311952.248914.2396-8.1600-28.1379The Firm qualified for the reduced internalization fees applicable when adding an ADV of at least 10,000,000 shares (a reduced fee of $0.00040 per share). The Firm achieved the aforementioned tier based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATS2.890.032.618.561.32-9.3000-30.0000833.001713.382810988.244222.5222-317.6395-4.9864Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.73.298.5719.6845.8825.87Citadel Securities LLCCDRG20.6323.6425.2425.427.460.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at https://www,citadelsecurities,com/rule-605-606-statements/Global Execution Brokers, LPGEBB19.9923.4824.8425.754.960.00000.00000.00000.00000.00000.00000.00000.0000Firm not charged.Citigroup Global Markets Inc.SBSH19.3123.2921.7121.0913.020.00000.00000.00000.00000.00000.0000-13039.7000-11.7109Firm not charged commission except for orders in products that typically execute in the open outcry auction (e.g., SPX, OEX, DJX) or during VIX Extended Trading Hours. Firm charged applicable exchange fees. Firm qualified for rebate applicable when volume is 5,000 contracts/month or more, except for contracts that received price improvement, with higher rebate paid for option classes that do not participate in the Penny Pilot Program than for option classes that participate in the Penny Pilot Program. Citigroup Global Markets Inc's recent reports pursuant to SEC Rule 606(a) are available at: http://public.s3.com/rule606/citiMatrix Executions, LLCREDG16.8423.8922.2021.302.530.00000.00000.00000.00000.00000.0000-847.2000-3.3757Firm not charged for orders routed by the Asset and Wealth Management division or Corporate and Investment Bank division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms. Matrix Executions, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.matrixexecutions.com/rule-606Nasdaq PHLX LLCPHLX8.780.000.040.1933.650.00000.000021.250022.3684155.000024.486694014.400025.5433Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/phlx/rules/phlx-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Dash Financial Technologies LLCDFIN4.515.705.865.780.83-511.4400-6.0000-1576.4400-6.0000-2179.0800-6.0000-450.7400-11.0000Firm not charged for orders routed by the Asset and Wealth Management division, except as noted below. Firm charged commission plus exchange, regulatory, market data, and clearing fees, less exchange rebates where applicable, for orders routed by the Asset and Wealth Management division on behalf of its institutional clients for handling by the brokers algorithms and for orders routed by the Corporate and Investment Bank. Firm is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. Firm did not qualify for a discounted tier. Dash Financial Technologies LLC's most recent report pursuant to SEC Rule 606(a) is available at: https://www,dashfinancial,com/Cboe Exchange, Inc.CBOE2.930.000.110.4710.420.00000.0000118.055029.9632441.477525.1268-38234.3050-6.4944Firm did not qualify for tiered pricing with respect to customer order flow. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn,cboe,com/resources/membership/Cboe_FeeSchedule,pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.The Nasdaq Stock Market (Options)XNAS2.700.000.000.0010.450.00000.0000-24.0000-48.000018.400080.0000-29039.5300-25.9270Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter,nasdaq,com/rulebook/nasdaq/rules/nasdaq-options-7. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.Cboe BZX Exchange, Inc.BATO2.200.000.000.008.510.00000.00000.00000.00000.00000.0000-64722.9000-52.2110Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.NYSE Arca OptionsARCO2.110.000.000.008.170.00000.00000.00000.0000-9.8000-49.000029422.820019.0134Firm did not qualify for tiered pricing. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.