1.3
American Enterprise Investment Services Inc. (AEIS)
2021
4
2022-01-11T19:23:07Z
2021
10
100.00
90.44
0.24
1.16
8.16
Virtu Americas, LLC
33.60
33.67
32.31
33.73
32.88
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
CITADEL SECURITIES LLC
31.93
31.87
32.70
31.50
32.64
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
UBS Securities, LLC
16.01
16.08
14.03
15.12
15.51
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
Two Sigma Securities, LLC
15.71
15.63
17.97
16.91
16.33
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
100.00
86.94
0.52
1.97
10.58
CITADEL SECURITIES LLC
37.30
37.38
33.09
33.14
37.69
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
Virtu Americas, LLC
24.94
24.85
29.69
30.85
24.37
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
Two Sigma Securities, LLC
18.32
18.26
17.81
17.63
18.95
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
G1X Execution Services, LLC
13.88
14.02
9.10
6.70
14.27
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
UBS Securities, LLC
5.56
5.49
10.31
11.68
4.72
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
100.00
44.37
3.54
25.15
26.93
Citadel Execution Services
59.09
53.21
55.37
52.08
75.81
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
DASH/IMC
23.23
23.21
21.78
24.46
22.30
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives, or payment schedules with its Routing Venues. Dash Financial, further routes order flow to exchanges and may preference routing to unaffiliated market makers such as IMC to provide enhanced liquidity and price improvement opportunities. Dash Financial may receive remuneration from these third-party liquidity providers in relation to AEIS flow.
Global Execution Brokers LP
17.68
23.58
22.85
23.45
1.89
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
2021
11
100.00
90.39
0.34
1.59
7.68
Virtu Americas, LLC
33.57
33.67
30.13
34.06
32.45
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
CITADEL SECURITIES LLC
31.72
31.68
31.94
29.94
32.52
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
Two Sigma Securities, LLC
15.96
15.80
18.59
17.28
17.39
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
UBS Securities, LLC
14.71
14.78
14.72
14.73
13.88
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
100.00
86.35
0.70
2.34
10.60
CITADEL SECURITIES LLC
36.87
37.02
32.61
30.14
37.38
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
Virtu Americas, LLC
25.09
25.02
30.14
31.72
23.84
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
Two Sigma Securities, LLC
18.47
18.34
17.33
19.14
19.48
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
G1X Execution Services, LLC
14.10
14.27
7.95
6.58
14.77
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
UBS Securities, LLC
5.48
5.35
11.93
12.42
4.53
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
100.00
38.39
3.28
25.80
32.52
Citadel Execution Services
60.27
52.98
52.64
53.21
75.24
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
DASH/IMC
23.11
23.32
24.45
23.02
22.80
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives, or payment schedules with its Routing Venues. Dash Financial, further routes order flow to exchanges and may preference routing to unaffiliated market makers such as IMC to provide enhanced liquidity and price improvement opportunities. Dash Financial may receive remuneration from these third-party liquidity providers in relation to AEIS flow.
Global Execution Brokers LP
16.62
23.70
22.91
23.77
1.96
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
2021
12
100.00
90.70
0.27
1.43
7.60
Virtu Americas, LLC
32.15
32.20
32.13
32.02
31.63
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
CITADEL SECURITIES LLC
31.20
31.20
29.90
29.19
31.63
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
Two Sigma Securities, LLC
15.87
15.76
18.15
18.33
16.59
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
UBS Securities, LLC
13.74
13.73
13.19
14.26
13.79
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
G1X Execution Services, LLC
7.04
7.11
6.63
6.20
6.37
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
100.00
86.59
0.60
2.09
10.71
CITADEL SECURITIES LLC
36.69
36.71
31.65
31.94
37.82
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
Virtu Americas, LLC
24.55
24.61
29.55
28.84
22.98
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
Two Sigma Securities, LLC
18.46
18.37
16.44
18.68
19.30
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
G1X Execution Services, LLC
15.24
15.29
12.08
11.17
15.85
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
UBS Securities, LLC
5.05
5.03
10.28
9.38
4.05
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
100.00
40.09
3.43
27.03
29.45
Citadel Execution Services
59.77
53.12
53.18
52.93
75.86
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.
DASH/IMC
23.06
23.54
23.66
23.52
21.92
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives, or payment schedules with its Routing Venues. Dash Financial, further routes order flow to exchanges and may preference routing to unaffiliated market makers such as IMC to provide enhanced liquidity and price improvement opportunities. Dash Financial may receive remuneration from these third-party liquidity providers in relation to AEIS flow.
Global Execution Brokers LP
17.17
23.34
23.16
23.55
2.22
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.