Regulation NMS - Rule 606 - Disclosure of SEC Required Held Order Routing Information
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606-HOOD-2020Q1.zip 2020-05-29 19:56 98K
606-HOOD-2020Q2.zip 2020-07-31 14:34 100K
606-HOOD-2020Q3.zip 2020-10-30 17:14 104K
606-HOOD-2020Q4.zip 2021-01-29 13:21 123K
606-HOOD-2021Q1.zip 2021-04-30 17:29 129K
606-HOOD-2021Q2.zip 2021-07-30 13:04 118K
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2018 Q2 Rule 606 Report Disclosure.pdf 2021-08-26 11:17 64K
2018 Q3 Rule 606 Report Disclosure.pdf 2021-08-26 11:17 61K
2018 Q4 Rule 606 Report Disclosure.pdf 2021-08-26 11:18 61K
2019 Q1 Rule 606 Report Disclosure.pdf 2021-08-26 11:19 62K
2019 Q2 Rule 606 Report Disclosure.pdf 2021-08-26 11:20 65K
2019 Q3 Rule 606 Report Disclosure.pdf 2021-08-26 11:20 65K
2019 Q4 Rule 606 Report Disclosure.pdf 2021-08-26 11:20 127K
606-HOOD-2021Q3.zip 2021-10-29 17:04 118K
606-HOOD-2021Q4.zip 2022-01-31 17:03 126K
606-HOOD-2022Q1.zip 2022-04-29 16:29 137K
606-HOOD-2022Q2.zip 2022-07-29 17:03 117K
606-HOOD-2022Q3.zip 2022-10-31 16:12 121K
606-HOOD-2022Q4.zip 2023-02-08 11:59 214K
606-HOOD-2023Q1.zip 2023-04-28 17:02 220K
606-HOOD-2023Q2.zip 2023-07-31 16:57 236K
606-HOOD-2023Q3.zip 2023-10-31 17:00 242K
606-HOOD-2023Q4.zip 2024-01-31 17:45 263K
606-HOOD-2024Q1.zip 2024-04-30 17:04 267K
287900_606_NMS_2024_Q2_HOOD.zip 2024-09-10 15:13 264K
287900_606_NMS_2024_Q3_HOOD.zip 2024-10-31 16:27 258K
287900_606_NMS_2024_Q4_HOOD.zip 2025-01-31 16:32 266K
287900_606_NMS_2025_Q1_HOOD.zip 2025-04-30 16:34 266K
287900_606_NMS_2025_Q2_HOOD.zip 2025-07-31 16:41 261K
287900_606_NMS_2025_Q3_HOOD.zip 2025-10-31 16:09 260K
287900_606_NMS_2025_Q4_HOOD.zip 2026-01-30 16:04 284K