1.3
Charles Schwab
2020
2
2020-07-24T16:57:15Z
2020
04
99.66
49.58
5.03
35.60
9.79
Citadel Execution Services
31.08
31.48
31.74
28.64
37.61
394459.89
9.1172
75680.66
9.4670
494256.92
29.8505
83588.12
8.0213
Citadel is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Virtu Americas, LLC
29.31
28.49
27.13
27.63
40.69
370863.60
8.9999
73886.71
9.0000
349633.52
30.0000
51970.74
6.0879
VIRTU is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
G1 Execution Services, LLC
21.13
22.60
22.99
21.48
11.39
260606.62
9.0000
48424.53
9.0000
293595.20
30.0000
54170.21
13.2103
G1X is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
UBS Securities, LLC
15.82
15.65
16.05
17.93
8.89
153233.36
8.9989
55867.11
6.9358
201516.35
27.7093
55022.05
13.4726
UBS is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Two Sigma Securities, LLC
1.69
1.75
1.78
1.79
0.98
22962.98
9.0000
4217.11
9.0000
23562.47
27.3969
1838.37
9.0000
Two Sigma is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for orders executed through the firm, which average $.0009 per share.
Nasdaq Execution Services, LLC
0.53
0.00
0.03
1.43
0.21
0.00
0.0000
0.00
0.0000
19284.35
33.0000
0.00
0.0000
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0033 per share. Schwab is charged for removing liquidity from this venue up to $0.0030.
Cboe EDGX Exchange, Inc.
0.44
0.02
0.27
1.10
0.22
-1837.11
-26.9919
-3940.32
-28.9471
10907.24
20.5348
0.00
0.0000
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0032 per share. Schwab is charged for removing liquidity from this venue up to $0.00265.
99.48
49.53
6.58
33.77
10.13
Citadel Execution Services
31.50
31.89
31.84
28.87
38.19
1059624.56
8.1367
298853.35
7.0004
1167832.84
23.6325
127755.69
5.0933
Citadel is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Virtu Americas, LLC
29.34
28.14
27.71
27.77
41.48
982594.87
7.8317
271609.37
6.6190
963969.88
24.0886
61193.66
2.7580
VIRTU is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
G1 Execution Services, LLC
20.71
22.36
22.37
21.05
10.50
677983.11
8.0328
175231.53
6.7747
805587.02
24.3342
90299.60
11.4795
G1X is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
UBS Securities, LLC
15.77
15.75
16.13
17.90
8.53
309371.07
7.7593
279958.40
6.2428
528294.90
21.1908
105580.32
11.0300
UBS is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Two Sigma Securities, LLC
1.76
1.84
1.86
1.85
1.00
60165.07
7.7618
17136.73
6.4475
65824.06
21.6209
5199.67
7.5979
Two Sigma is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for orders executed through the firm, which average $.0009 per share.
Nasdaq Execution Services, LLC
0.51
0.00
0.02
1.45
0.16
0.00
0.0000
-6.79
-1.4919
41089.88
29.8702
-20.63
-1.0082
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0033 per share. Schwab is charged for removing liquidity from this venue up to $0.0030.
Cboe EDGX Exchange, Inc.
0.41
0.02
0.07
1.11
0.14
-4441.45
-26.9987
-21607.73
-29.2162
23989.61
18.0589
0.00
0.0000
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0032 per share. Schwab is charged for removing liquidity from this venue up to $0.00265.
100.00
13.50
5.94
56.58
23.99
Citadel Execution Services
34.16
32.68
33.03
32.57
39.04
820650.60
33.9975
734178.50
35.0309
1172740.40
35.9432
524768.50
30.9516
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Global Execution Brokers LP
28.87
28.53
28.45
28.24
30.66
1095105.99
33.9898
268103.41
32.4303
1065711.84
34.8093
525395.45
36.3943
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Wolverine Execution Services, LLC
17.58
18.01
18.06
18.49
15.08
471091.05
35.3966
401464.35
37.5488
756776.85
40.2815
307732.80
36.2995
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Morgan Stanley & Co., LLC
9.51
7.25
7.31
8.22
14.35
197783.20
36.2604
214717.50
40.6454
326194.10
39.8920
273408.80
35.2625
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Dash Financial Technologies, LLC
5.41
8.11
7.76
6.56
0.58
227982.70
32.9658
156915.00
34.0733
262750.00
35.2316
2865.10
31.0715
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Citigroup Global Markets Inc.
4.47
5.42
5.39
5.91
0.29
73725.76
35.1480
142741.36
32.8788
203657.93
35.9442
5612.45
21.1336
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
2020
05
99.69
50.25
5.23
35.13
9.40
Citadel Execution Services
30.76
31.65
30.96
27.89
36.61
340627.85
9.2371
69294.01
9.4657
437166.82
29.8481
70318.16
8.9633
Citadel is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Virtu Americas, LLC
28.32
27.27
26.42
26.92
40.23
307618.26
8.9996
63016.33
9.0000
314382.74
30.0000
43437.18
6.3436
VIRTU is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
G1 Execution Services, LLC
24.05
25.57
26.02
24.42
13.49
262561.75
9.0000
52273.12
9.0000
296218.55
30.0000
58665.10
13.8187
G1X is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
UBS Securities, LLC
14.97
14.45
15.17
17.36
8.69
123890.05
8.9957
52975.16
6.9214
163244.90
27.4427
46333.01
13.8878
UBS is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Two Sigma Securities, LLC
1.08
1.04
1.15
1.25
0.64
11762.32
9.0000
2633.85
9.0000
12961.66
26.1544
943.49
9.0000
Two Sigma is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for orders executed through the firm, which average $.0009 per share.
Nasdaq Execution Services, LLC
0.44
0.00
0.07
1.21
0.17
0.00
0.0000
0.00
0.0000
13102.63
33.0000
0.00
0.0000
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0033 per share. Schwab is charged for removing liquidity from this venue up to $0.0030.
Cboe EDGX Exchange, Inc.
0.38
0.02
0.22
0.96
0.18
-1906.62
-26.9929
-2723.54
-29.2893
8107.60
20.6818
0.00
0.0000
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0032 per share. Schwab is charged for removing liquidity from this venue up to $0.00265.
99.44
48.54
6.57
34.04
10.84
Citadel Execution Services
30.69
31.29
30.90
27.95
36.53
830286.52
8.1734
239968.87
6.9427
901543.23
23.4791
103587.79
5.1351
Citadel is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Virtu Americas, LLC
28.60
26.79
26.83
27.07
42.56
766166.97
7.8241
223473.24
6.6220
831593.69
24.0183
51757.75
2.6351
VIRTU is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
G1 Execution Services, LLC
24.02
26.11
26.03
24.41
12.20
645733.58
7.9549
174556.27
6.8950
831705.26
24.2516
87380.10
11.4028
G1X is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
UBS Securities, LLC
14.87
14.75
15.04
17.23
7.89
246500.48
7.7772
211270.05
6.4700
424687.36
21.1615
89755.16
11.3081
UBS is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Two Sigma Securities, LLC
1.05
1.04
1.09
1.20
0.58
27613.67
8.0135
8215.15
6.8065
32147.85
21.3335
2451.66
7.8688
Two Sigma is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for orders executed through the firm, which average $.0009 per share.
Nasdaq Execution Services, LLC
0.43
0.00
0.06
1.21
0.12
0.00
0.0000
-9.17
-1.5200
29155.89
29.5761
-64.79
-1.9012
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0033 per share. Schwab is charged for removing liquidity from this venue up to $0.0030.
Cboe EDGX Exchange, Inc.
0.34
0.01
0.06
0.93
0.12
-1770.71
-26.9855
-5070.14
-28.0916
18907.35
20.7480
0.00
0.0000
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0032 per share. Schwab is charged for removing liquidity from this venue up to $0.00265.
100.00
15.04
6.68
53.42
24.87
Citadel Execution Services
34.62
32.74
33.18
32.54
40.62
948587.10
35.0363
777461.60
36.4537
1121257.30
37.6264
607281.20
30.8707
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Global Execution Brokers LP
28.21
27.70
27.62
27.33
30.55
1179744.57
34.7501
239885.49
33.1296
935923.84
35.5563
567585.79
37.6673
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Wolverine Execution Services, LLC
17.07
17.61
17.47
18.18
14.23
535497.00
37.4806
411986.85
40.1555
700382.85
42.7827
304863.60
37.5818
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Morgan Stanley & Co., LLC
9.72
7.58
7.92
8.61
13.91
232997.40
38.2111
246940.30
43.7670
301581.80
42.7717
275053.60
36.8645
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Dash Financial Technologies, LLC
5.60
8.64
8.05
6.85
0.44
269658.00
33.6944
167917.70
35.0885
249450.90
36.3668
4731.70
30.5291
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Citigroup Global Markets Inc.
4.78
5.73
5.75
6.49
0.26
89012.01
35.1439
168091.66
33.0163
215457.20
36.7530
5520.40
37.0696
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
2020
06
99.65
52.86
4.89
32.82
9.42
Citadel Execution Services
30.92
32.03
30.85
27.56
36.37
382641.63
9.3825
73422.43
9.4770
466801.32
29.8766
82477.45
8.4062
Citadel is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Virtu Americas, LLC
28.87
28.29
26.22
26.67
41.12
344592.02
8.9920
68672.05
9.0000
343894.73
30.0000
50788.99
5.9110
VIRTU is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
G1 Execution Services, LLC
23.08
24.02
25.71
24.08
12.97
279854.40
9.0000
50543.05
9.0000
311278.35
30.0000
62366.54
13.4127
G1X is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
UBS Securities, LLC
14.34
13.59
14.81
17.19
8.38
147355.27
8.9960
49998.25
7.4075
183305.45
27.9322
58068.28
14.7237
UBS is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Two Sigma Securities, LLC
1.99
2.05
2.20
2.17
0.87
25709.58
9.0000
5509.00
9.0000
27310.69
28.0945
1428.81
9.0000
Two Sigma is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for orders executed through the firm, which average $.0009 per share.
Nasdaq Execution Services, LLC
0.44
0.00
0.02
1.31
0.14
0.00
0.0000
0.00
0.0000
16198.04
33.0000
0.00
0.0000
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0033 per share. Schwab is charged for removing liquidity from this venue up to $0.0030.
Cboe EDGX Exchange, Inc.
0.37
0.02
0.18
1.03
0.15
-3676.56
-26.9817
-2711.32
-29.1673
11002.77
25.6912
0.00
0.0000
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0032 per share. Schwab is charged for removing liquidity from this venue up to $0.00265.
99.43
48.65
6.54
33.88
10.94
Citadel Execution Services
30.40
30.79
30.75
27.68
36.85
1047449.06
8.2487
306777.91
7.4621
1163572.81
24.0754
118590.56
4.2296
Citadel is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Virtu Americas, LLC
28.57
26.54
26.50
26.80
44.34
941911.37
7.7312
290066.45
7.0860
1085434.35
24.5454
49527.80
1.6519
VIRTU is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
G1 Execution Services, LLC
23.51
25.76
25.49
23.99
10.81
802241.73
7.9840
219079.70
7.2692
1060200.07
24.6178
98071.11
11.4007
G1X is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which average $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
UBS Securities, LLC
14.65
14.62
14.91
17.07
7.13
375325.92
7.9251
206476.00
6.5378
557394.81
22.2376
106868.00
11.2624
UBS is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for marketable orders executed through the firm, which averaged $.0009 per share. Non-Marketable Limit orders that added liquidity and which subsequently executed received payment up to $0.0030 per share.
Two Sigma Securities, LLC
2.06
2.27
2.28
2.16
0.70
74190.10
7.8726
22607.12
6.9851
82327.36
22.2717
4402.73
7.8006
Two Sigma is a market maker in certain exchange listed and OTC equity securities. Schwab receives payments for orders executed through the firm, which average $.0009 per share.
Nasdaq Execution Services, LLC
0.45
0.00
0.02
1.29
0.09
0.00
0.0000
-0.69
-0.1352
40610.68
29.7883
-8.74
-0.5423
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0033 per share. Schwab is charged for removing liquidity from this venue up to $0.0030.
Cboe EDGX Exchange, Inc.
0.37
0.02
0.06
1.01
0.08
-3481.04
-26.9999
-20730.54
-28.5560
25819.53
21.3715
0.00
0.0000
For Non-Marketable Limit orders that added liquidity and which subsequently executed, Schwab received a credit up to $0.0032 per share. Schwab is charged for removing liquidity from this venue up to $0.00265.
100.00
18.76
7.88
62.48
10.87
Citadel Execution Services
33.27
32.54
32.80
32.40
39.88
1129774.60
35.9575
947949.10
38.3369
1299504.50
39.0443
705013.60
31.7980
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Global Execution Brokers LP
28.64
28.83
28.76
28.54
28.82
1575124.30
38.6109
335610.20
36.2914
1300825.63
41.0333
683920.69
38.5293
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Wolverine Execution Services, LLC
18.65
18.29
18.42
19.17
16.41
688733.10
38.7942
542616.60
42.6478
902161.05
44.3503
405813.90
39.1216
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Morgan Stanley & Co., LLC
7.59
6.48
6.77
7.08
13.08
245637.70
38.6403
233512.40
43.9935
321740.00
43.4994
317809.90
38.2535
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Dash Financial Technologies, LLC
6.21
8.12
7.36
6.36
1.20
303929.10
34.3826
177128.90
36.4746
279195.80
36.9905
3017.70
31.7419
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.
Citigroup Global Markets Inc.
5.64
5.74
5.89
6.45
0.60
103881.26
35.7027
198313.19
34.7166
249056.97
37.3003
5958.80
36.6786
As detailed above, Charles Schwab receives payment for routing listed option order flow to market makers. The rates paid vary by the characteristics of the order (e.g., size of order, price of security, marketability). Any difference in average net per share payments paid by market makers is due to the various type of orders and respective quantities they handle.