1.3 APEX Clearing 2022 2 2022-08-16T20:37:08Z 2022 04 100.00 50.97 4.65 36.83 7.56 Instinet, LLC 24.97 31.03 16.54 21.35 6.91 Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client. Virtu Americas, LLC 24.17 27.91 20.79 20.70 18.00 4949.04 15.0000 1668.55 15.0000 3113.54 29.0000 964.66 12.5440 APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Jane Street Capital 22.10 21.41 33.53 22.52 17.69 7868.22 15.0096 3133.01 15.0000 3506.79 28.6263 2742.00 19.0947 APEX receives payment from Jane Street Capital, LLC (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CITADEL SECURITIES LLC 19.13 12.92 19.29 22.24 45.71 5114.82 15.0000 1867.52 15.0000 2962.37 29.0000 1811.15 18.5352 APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Two Sigma Securities, LLC 6.18 1.15 1.87 13.19 8.57 463.27 15.0000 159.89 15.0087 2045.67 28.9604 410.76 18.3666 APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CODA MARKETS INC 3.45 5.58 7.99 0.00 3.13 4829.72 15.0000 630.32 15.0000 2.34 15.0032 401.06 15.0000 APEX receives payment from Coda Markets, Inc. (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Important Disclosures: Orders routed to and executed by CODA Markets interact with PEAK6 Capital Management LLC. Both CODA Markets and PEAK6 Capital Management LLC are affiliated entities of Apex Clearing Corporation. 100.00 31.44 10.42 44.32 13.82 Instinet, LLC 27.98 28.71 12.39 38.55 4.19 Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client. CITADEL SECURITIES LLC 24.36 18.15 21.82 19.73 55.26 77204.46 10.3837 128231.14 10.7329 71540.75 15.4465 55647.09 14.6625 APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Jane Street Capital 20.35 25.91 33.23 16.90 9.03 91060.21 10.9992 166978.97 11.1268 90245.74 24.0310 56126.57 15.8987 APEX receives payment from Jane Street Capital (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Virtu Americas, LLC 18.02 19.28 22.82 15.08 20.97 52002.05 9.5654 97217.60 9.9538 73136.56 27.8509 23666.34 11.4390 APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Two Sigma Securities, LLC 6.31 1.48 2.14 9.73 9.43 4866.23 7.8042 10385.91 7.5687 57152.86 28.8598 6997.29 13.8563 APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CODA MARKETS INC 2.98 6.47 7.61 0.00 1.12 10769.60 15.0000 4198.27 15.0000 6.32 15.0014 816.29 15.0000 APEX receives payment from Coda Markets, Inc. (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Important Disclosures: Orders routed to and executed by CODA Markets interact with PEAK6 Capital Management LLC. Both CODA Markets and PEAK6 Capital Management LLC are affiliated entities of Apex Clearing Corporation. 100.00 1.70 4.77 35.24 58.29 Dash Financial Technologies 36.73 47.06 23.42 13.41 51.62 26437.38 21.2736 31801.65 24.5326 15800.46 24.1775 245911.94 51.4182 APEX receives payment from Dash Technologies Inc (Dash) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Wolverine Execution Services, LLC 30.03 21.83 36.14 42.66 22.14 6523.55 26.5347 111080.65 33.8496 40002.10 33.9525 92747.64 55.0487 APEX receives payment from Wolverine Execution Services (Wolverine) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Global Execution Brokers LP 15.15 12.52 14.87 17.21 14.00 3914.95 24.1634 34354.22 35.1335 18219.73 34.5188 56490.41 55.9627 APEX receives payment from G1 Execution Services, LLC (G1X) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Matrix Executions, LLC / Simplex Trading, LLC 10.43 8.92 15.04 16.77 6.26 22.10 30.2740 20092.30 32.5176 11773.75 32.0933 27510.88 55.6214 APEX receives payment from Matrix Executions, LLC (Matrix) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CITADEL SECURITIES LLC 7.66 9.68 10.53 9.95 5.99 3403.03 24.0005 22823.27 29.3736 11147.14 29.8507 19476.02 51.9277 APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. 2022 05 100.00 52.70 4.49 36.53 6.28 Virtu Americas, LLC 33.02 43.88 20.92 21.59 16.92 4080.26 15.0000 1476.74 15.0000 2834.83 29.0000 797.67 10.9991 APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Instinet, LLC 21.83 26.11 12.63 19.12 8.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client. Jane Street Capital 19.48 14.97 34.76 25.50 11.40 5295.92 15.0094 2791.22 15.0000 3945.56 28.7881 2663.87 21.2626 APEX receives payment from Jane Street Capital, LLC (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CITADEL SECURITIES LLC 16.58 9.56 20.03 20.27 51.58 3517.01 15.0000 2213.28 15.0000 2570.78 29.0001 1731.40 18.1384 APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Two Sigma Securities, LLC 6.15 0.81 1.89 13.51 11.19 265.38 15.0000 166.87 15.0008 2069.62 28.9453 512.85 18.7326 APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CODA MARKETS INC 2.95 4.67 9.78 0.00 0.71 4564.31 15.0000 812.79 15.0000 2.18 14.9959 82.48 15.0001 APEX receives payment from Coda Markets, Inc. (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Important Disclosures: Orders routed to and executed by CODA Markets interact with PEAK6 Capital Management LLC. Both CODA Markets and PEAK6 Capital Management LLC are affiliated entities of Apex Clearing Corporation. 100.00 34.82 10.67 41.04 13.47 Instinet, LLC 25.42 26.30 9.36 35.78 4.31 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client. CITADEL SECURITIES LLC 24.15 16.40 23.12 19.11 60.37 60540.21 9.7586 118319.18 9.7661 49642.22 13.9288 67372.32 14.7126 APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Virtu Americas, LLC 20.57 27.21 22.39 15.78 16.55 55073.83 9.2605 80516.27 8.8432 61552.18 28.2006 22172.42 11.4578 APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Jane Street Capital 20.25 22.20 33.63 19.23 7.71 78817.81 9.9295 148950.44 11.0125 84877.96 24.1427 52058.49 16.0646 APEX receives payment from Jane Street Capital (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Two Sigma Securities, LLC 6.21 1.31 2.19 10.10 10.21 4297.13 6.1519 8948.19 6.7949 47037.37 28.8581 7300.53 14.1622 APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CODA MARKETS INC 3.41 6.59 9.30 0.00 0.85 13294.11 15.0000 5750.72 15.0000 11.83 14.9991 664.61 15.0000 APEX receives payment from Coda Markets, Inc. (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Important Disclosures: Orders routed to and executed by CODA Markets interact with PEAK6 Capital Management LLC. Both CODA Markets and PEAK6 Capital Management LLC are affiliated entities of Apex Clearing Corporation. 100.00 1.51 5.13 34.18 59.18 Dash Financial Technologies 38.10 51.26 27.48 23.46 47.14 98012.24 21.1362 60440.76 31.0610 23989.16 31.3236 271025.62 51.9453 APEX receives payment from Dash Technologies Inc (Dash) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Wolverine Execution Services, LLC 28.96 20.41 34.06 36.00 24.68 6446.80 26.6463 91606.95 29.6620 31556.50 31.0981 120269.73 54.1531 APEX receives payment from Wolverine Execution Services (Wolverine) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Global Execution Brokers LP 12.75 11.24 12.45 12.43 13.00 2630.12 23.4895 25441.63 28.8640 11797.66 30.8468 60826.98 53.3121 APEX receives payment from G1 Execution Services, LLC (G1X) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CITADEL SECURITIES LLC 10.31 8.16 11.40 10.93 9.91 1998.87 24.5833 28057.65 29.6580 12675.06 31.4214 38274.74 52.6917 APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Matrix Executions, LLC / Simplex Trading, LLC 9.87 8.92 14.61 17.18 5.26 58.75 25.0000 18988.75 30.2138 10720.30 32.2182 31743.48 55.2724 APEX receives payment from Matrix Executions, LLC (Matrix) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. 2022 06 100.00 46.35 5.01 40.51 8.12 Instinet, LLC 28.98 36.41 18.11 26.00 8.18 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client. Jane Street Capital 21.61 20.54 33.29 23.59 10.60 5523.30 15.0141 3595.69 15.0000 3474.45 28.8101 3986.90 23.3507 APEX receives payment from Jane Street Capital, LLC (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Virtu Americas, LLC 19.20 22.70 18.47 16.40 13.61 4338.70 15.0000 1610.16 15.0000 2062.75 29.0000 810.98 10.1358 APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CITADEL SECURITIES LLC 19.13 12.67 18.65 19.37 55.09 3629.92 15.0000 2811.75 15.0000 1961.55 29.0000 4161.37 17.1535 APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Two Sigma Securities, LLC 7.51 1.12 1.83 14.63 11.91 301.75 15.0000 247.91 15.0107 2417.06 28.9639 751.35 16.8620 APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CODA MARKETS INC 3.58 6.56 9.63 0.00 0.62 4419.98 15.0000 701.67 15.0000 2.08 15.0000 73.80 15.0001 APEX receives payment from Coda Markets, Inc. (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Important Disclosures: Orders routed to and executed by CODA Markets interact with PEAK6 Capital Management LLC. Both CODA Markets and PEAK6 Capital Management LLC are affiliated entities of Apex Clearing Corporation. 100.00 30.42 12.48 43.00 14.10 Instinet, LLC 27.36 30.34 10.86 37.49 4.64 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client. CITADEL SECURITIES LLC 25.29 18.29 22.66 18.79 62.53 60488.29 9.3704 149802.82 10.1118 62948.71 12.2410 65636.35 13.7269 APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Jane Street Capital 21.14 25.16 33.16 19.22 7.66 74919.21 9.4976 191358.28 10.4762 110536.13 22.6019 58964.90 14.0551 APEX receives payment from Jane Street Capital (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Virtu Americas, LLC 15.33 17.10 21.87 12.65 13.86 48040.25 8.2846 102250.97 8.8047 61004.15 28.0995 23101.74 9.8524 APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Two Sigma Securities, LLC 7.31 1.50 2.27 11.84 10.48 4527.09 5.5081 11136.63 6.6688 80425.37 28.8488 8839.86 13.0409 APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CODA MARKETS INC 3.58 7.61 9.18 0.01 0.82 13428.19 15.0000 6646.61 15.0000 16.61 15.0003 670.68 15.0000 APEX receives payment from Coda Markets, Inc. (CODA) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Important Disclosures: Orders routed to and executed by CODA Markets interact with PEAK6 Capital Management LLC. Both CODA Markets and PEAK6 Capital Management LLC are affiliated entities of Apex Clearing Corporation. 100.00 1.50 4.50 28.22 65.78 Dash Financial Technologies 41.82 46.95 29.44 26.26 49.23 28388.63 21.6209 79720.78 31.7727 31980.52 32.7451 279212.98 51.3971 APEX receives payment from Dash Technologies Inc (Dash) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Wolverine Execution Services, LLC 29.06 24.06 34.80 36.64 25.53 7234.35 27.5175 142032.60 28.5008 34647.80 31.6716 111385.32 53.6399 APEX receives payment from Wolverine Execution Services (Wolverine) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. CITADEL SECURITIES LLC 10.88 9.94 11.35 11.25 10.71 2959.12 24.7397 42273.83 28.0738 14325.47 31.0243 46292.37 52.3125 APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Matrix Executions, LLC / Simplex Trading, LLC 9.55 10.86 16.69 18.64 5.14 17.80 38.6957 31093.90 30.3557 18486.35 28.2649 28603.64 55.5410 APEX receives payment from Matrix Executions, LLC (Matrix) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds. Global Execution Brokers LP 8.69 8.19 7.73 7.22 9.39 2495.47 23.8915 16942.34 29.2109 5975.54 30.7194 45189.61 52.1374 APEX receives payment from G1 Execution Services, LLC (G1X) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.