Regulation NMS - Rule 606 - Disclosure of SEC Required Held Order Routing Information

Icon  Name                                   Last modified      Size  Description
[DIR] Parent Directory                                            -   
[   ] 606-UBSS-2024Q1.zip                    05-Aug-2024 16:06  513K  
[   ] 7654_606_NMS_2024_Q3_UBSS.zip          31-Oct-2024 16:40  487K  
[   ] 7654_606_NMS_2024_Q2_UBSS.zip          31-Jul-2024 13:51  455K  
[   ] 606-UBSS-2022Q3.zip                    28-Oct-2022 17:44  366K  
[   ] 606-UBSS-2022Q4.zip                    31-Jan-2023 15:12  363K  
[   ] 606-UBSS-2021Q4.zip                    31-Jan-2022 17:42  360K  
[   ] 606-UBSS-2023Q2.zip                    31-Jul-2023 19:05  345K  
[   ] 606-UBSS-2023Q1.zip                    27-Apr-2023 10:56  345K  
[   ] 606-UBSS-2022Q1.zip                    29-Apr-2022 10:11  344K  
[   ] 606-UBSS-2020Q3.zip                    30-Oct-2020 17:38  333K  
[   ] 606-UBSS-2020Q2.zip                    14-Aug-2020 13:11  331K  
[   ] 606-UBSS-2021Q3.zip                    09-Nov-2021 18:05  327K  
[   ] 606-UBSS-2023Q3.zip                    31-Oct-2023 11:58  327K  
[   ] 606-UBSS-2023Q4.zip                    31-Jan-2024 16:03  314K  
[   ] 606-UBSS-2021Q2.zip                    15-Nov-2021 13:40  310K  
[   ] 606-UBSS-2020Q1.zip                    14-Aug-2020 13:11  308K  
[   ] 606-UBSS-2022Q2.zip                    29-Jul-2022 17:38  306K  
[   ] 606-UBSS-2021Q1.zip                    30-Apr-2021 13:42  289K  
[   ] 606-UBSS-2020Q4.zip                    16-Apr-2021 16:30  269K  
[   ] UBSS_US_Equities_Rate_Card_2024Q2.xlsx 31-Jul-2024 03:25   13K  
[   ] UBSS_US_Equities_Rate_Card_2024Q3.xlsx 30-Oct-2024 19:06   13K  
[   ] UBSS_US_Equities_Rate_Card_2024Q1.xlsx 30-Apr-2024 01:48   12K  
[   ] UBSS_US_Equities_Rate_Card_2023Q4.xlsx 29-Jan-2024 22:08   12K