Regulation NMS - Rule 606 - Disclosure of SEC Required Held Order Routing Information
Name Last modified Size Description
Parent Directory -
7654_606_NMS_2024_Q3_UBSS.zip 31-Oct-2024 16:40 487K
UBSS_US_Equities_Rate_Card_2024Q3.xlsx 30-Oct-2024 19:06 13K
606-UBSS-2024Q1.zip 05-Aug-2024 16:06 513K
7654_606_NMS_2024_Q2_UBSS.zip 31-Jul-2024 13:51 455K
UBSS_US_Equities_Rate_Card_2024Q2.xlsx 31-Jul-2024 03:25 13K
UBSS_US_Equities_Rate_Card_2024Q1.xlsx 30-Apr-2024 01:48 12K
606-UBSS-2023Q4.zip 31-Jan-2024 16:03 314K
UBSS_US_Equities_Rate_Card_2023Q4.xlsx 29-Jan-2024 22:08 12K
606-UBSS-2023Q3.zip 31-Oct-2023 11:58 327K
606-UBSS-2023Q2.zip 31-Jul-2023 19:05 345K
606-UBSS-2023Q1.zip 27-Apr-2023 10:56 345K
606-UBSS-2022Q4.zip 31-Jan-2023 15:12 363K
606-UBSS-2022Q3.zip 28-Oct-2022 17:44 366K
606-UBSS-2022Q2.zip 29-Jul-2022 17:38 306K
606-UBSS-2022Q1.zip 29-Apr-2022 10:11 344K
606-UBSS-2021Q4.zip 31-Jan-2022 17:42 360K
606-UBSS-2021Q2.zip 15-Nov-2021 13:40 310K
606-UBSS-2021Q3.zip 09-Nov-2021 18:05 327K
606-UBSS-2021Q1.zip 30-Apr-2021 13:42 289K
606-UBSS-2020Q4.zip 16-Apr-2021 16:30 269K
606-UBSS-2020Q3.zip 30-Oct-2020 17:38 333K
606-UBSS-2020Q2.zip 14-Aug-2020 13:11 331K
606-UBSS-2020Q1.zip 14-Aug-2020 13:11 308K