Regulation NMS - Rule 606 - Disclosure of SEC Required Held Order Routing Information
Name Last modified Size Description
Parent Directory -
7654_606_NMS_2025_Q4..> 2026-01-30 08:46 495K
UBSS_US_Equities_Rat..> 2026-01-28 23:04 13K
7654_606_NMS_2025_Q3..> 2025-10-30 15:39 399K
UBSS_US_Equities_Rat..> 2025-10-23 14:25 13K
7654_606_NMS_2025_Q2..> 2025-07-30 10:15 460K
UBSS_US_Equities_Rat..> 2025-07-28 23:02 13K
7654_606_NMS_2025_Q1..> 2025-04-30 10:21 515K
UBSS_US_Equities_Rat..> 2025-04-28 14:37 13K
7654_606_NMS_2024_Q4..> 2025-01-31 13:01 470K
UBSS_US_Equities_Rat..> 2025-01-28 23:38 13K
7654_606_NMS_2024_Q3..> 2024-10-31 16:40 487K
UBSS_US_Equities_Rat..> 2024-10-30 19:06 13K
606-UBSS-2024Q1.zip 2024-08-05 16:06 513K
7654_606_NMS_2024_Q2..> 2024-07-31 13:51 455K
UBSS_US_Equities_Rat..> 2024-07-31 03:25 13K
UBSS_US_Equities_Rat..> 2024-04-30 01:48 12K
606-UBSS-2023Q4.zip 2024-01-31 16:03 314K
UBSS_US_Equities_Rat..> 2024-01-29 22:08 12K
606-UBSS-2023Q3.zip 2023-10-31 11:58 327K
606-UBSS-2023Q2.zip 2023-07-31 19:05 345K
606-UBSS-2023Q1.zip 2023-04-27 10:56 345K
606-UBSS-2022Q4.zip 2023-01-31 15:12 363K
606-UBSS-2022Q3.zip 2022-10-28 17:44 366K
606-UBSS-2022Q2.zip 2022-07-29 17:38 306K
606-UBSS-2022Q1.zip 2022-04-29 10:11 344K
606-UBSS-2021Q4.zip 2022-01-31 17:42 360K
606-UBSS-2021Q2.zip 2021-11-15 13:40 310K
606-UBSS-2021Q3.zip 2021-11-09 18:05 327K
606-UBSS-2021Q1.zip 2021-04-30 13:42 289K
606-UBSS-2020Q4.zip 2021-04-16 16:30 269K
606-UBSS-2020Q3.zip 2020-10-30 17:38 333K
606-UBSS-2020Q2.zip 2020-08-14 13:11 331K
606-UBSS-2020Q1.zip 2020-08-14 13:11 308K