1.3
APEX Clearing
2022
1
2022-04-29T15:16:07Z
2022
01
100.00
46.11
5.96
38.32
9.60
Jane Street Capital
25.02
24.08
28.20
26.29
22.51
9045.84
15.0022
4751.83
15.0000
5687.28
28.7373
6008.74
18.2305
APEX receives payment from Jane Street Capital, LLC (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Instinet, LLC
23.26
30.89
17.75
19.65
4.39
Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client.
Virtu Americas, LLC
20.20
18.61
23.72
20.96
22.59
6603.48
15.0000
3346.18
15.0000
4286.36
29.0000
3133.22
14.8335
APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
CITADEL SECURITIES LLC
18.27
14.94
16.91
17.96
36.39
5441.12
15.0000
2897.35
15.0000
3176.90
29.0000
3556.92
17.4770
APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Two Sigma Securities, LLC
6.58
1.35
1.62
13.49
7.27
546.99
15.0008
356.70
15.0002
3214.24
28.8865
657.39
17.4504
APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
100.00
32.48
10.50
40.50
16.52
Jane Street Capital
22.82
26.23
30.03
21.69
14.32
108830.88
12.2617
144698.32
12.2211
93730.43
25.9443
87328.04
17.3962
APEX receives payment from Jane Street Capital (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Instinet, LLC
21.77
23.88
12.48
29.87
3.64
Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client.
CITADEL SECURITIES LLC
21.63
16.70
17.98
17.98
42.59
69357.16
12.0567
89503.46
11.8146
58293.68
18.0193
65077.78
15.8303
APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Virtu Americas, LLC
21.10
20.58
24.60
17.79
28.05
85139.78
11.6032
100937.29
11.2115
73334.53
28.1158
43123.91
13.7152
APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Two Sigma Securities, LLC
6.42
1.53
1.93
10.68
8.45
5935.17
9.0097
9197.41
9.5073
56522.54
28.8888
11859.55
16.6404
APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
100.00
2.89
4.38
35.65
57.08
Dash Financial Technologies
36.21
51.49
27.14
15.31
49.19
29719.19
21.4680
24476.78
23.4690
18015.33
23.8860
234141.09
51.4825
APEX receives payment from Dash Technologies Inc (Dash) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Wolverine Execution Services, LLC
35.71
26.61
42.91
49.79
26.83
14274.85
28.3710
85760.65
34.6027
43349.65
31.2888
102243.71
54.2554
APEX receives payment from Wolverine Execution Services (Wolverine) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Global Execution Brokers LP
17.96
11.22
17.26
22.12
15.76
4525.05
28.7926
33109.72
35.5735
25925.20
33.1516
39144.02
56.8260
APEX receives payment from G1 Execution Services, LLC (G1X) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
CITADEL SECURITIES LLC
8.16
9.66
11.53
11.45
5.78
4508.04
24.6099
18440.61
28.5857
11159.59
27.9060
14637.45
52.7324
APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
2022
02
100.00
47.37
5.55
37.40
9.68
Instinet, LLC
25.29
30.56
23.53
24.20
4.77
Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client.
Jane Street Capital
24.46
24.21
26.73
24.97
22.38
6820.13
15.0088
5049.77
15.0000
4243.94
28.5322
3702.15
20.4797
APEX receives payment from Jane Street Capital, LLC (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Virtu Americas, LLC
19.44
18.71
21.56
19.57
21.26
5368.81
15.0000
3256.55
15.0000
3221.46
29.0000
2644.23
14.7995
APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
CITADEL SECURITIES LLC
18.18
14.98
15.78
17.67
37.15
4265.97
15.0000
3348.20
15.0000
2708.94
29.0000
5784.42
16.2834
APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Two Sigma Securities, LLC
6.02
1.34
1.56
12.23
7.50
374.11
15.0003
240.45
15.0009
2758.61
28.9494
769.77
18.2643
APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
100.00
33.30
10.75
39.80
16.14
Instinet, LLC
24.62
25.52
15.16
35.10
3.22
Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client.
Jane Street Capital
22.06
25.86
29.36
19.97
14.50
84027.38
11.8194
136181.93
12.2123
74014.59
25.0174
74434.43
16.5011
APEX receives payment from Jane Street Capital (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
CITADEL SECURITIES LLC
21.69
16.18
17.34
17.60
46.04
51343.34
11.2746
84709.47
12.1100
47193.45
16.6493
51830.65
15.7457
APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Virtu Americas, LLC
19.54
20.13
23.67
15.96
24.39
63998.21
10.9928
100238.22
11.3985
56479.88
28.0612
35354.50
12.2604
APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Two Sigma Securities, LLC
6.04
1.50
1.89
9.84
8.81
4746.62
8.0064
7209.87
9.0095
43830.84
28.8924
9008.62
14.6971
APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
100.00
2.97
5.01
37.25
54.77
Wolverine Execution Services, LLC
34.06
23.43
40.06
46.14
25.87
13295.95
27.6670
89804.65
33.2087
40787.05
33.6546
72273.13
54.8946
APEX receives payment from Wolverine Execution Services (Wolverine) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Dash Financial Technologies
34.04
49.70
25.31
15.56
46.55
38448.75
21.4093
28716.11
24.1645
15341.40
23.5934
169494.59
51.3508
APEX receives payment from Dash Technologies Inc (Dash) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Global Execution Brokers LP
19.05
14.79
18.67
22.53
16.95
7074.36
26.5335
35142.28
33.0595
22291.26
33.9687
52260.34
57.1239
APEX receives payment from G1 Execution Services, LLC (G1X) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
CITADEL SECURITIES LLC
8.10
9.25
10.72
11.00
5.82
4392.64
25.3032
18617.08
28.1932
9740.66
28.7828
12406.85
52.0880
APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
2022
03
100.00
47.13
4.90
38.55
9.42
Instinet, LLC
26.69
31.18
17.23
27.68
5.12
Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client.
Jane Street Capital
24.65
25.80
30.85
23.20
21.63
9048.05
15.0066
3482.86
15.0000
5122.48
28.6327
3446.89
19.3826
APEX receives payment from Jane Street Capital, LLC (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
CITADEL SECURITIES LLC
20.32
18.15
19.54
17.73
42.20
6360.23
15.0000
2115.86
15.0000
2660.53
29.0000
2788.46
17.0182
APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Virtu Americas, LLC
16.08
13.80
18.59
18.35
16.91
4657.57
15.0000
1655.29
15.0000
3483.09
29.0000
1192.81
12.8681
APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Two Sigma Securities, LLC
5.99
1.37
1.66
11.82
7.49
510.77
15.0007
179.40
15.0000
2565.91
28.9242
474.06
17.3898
APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
100.00
29.90
11.83
45.32
12.95
Instinet, LLC
31.15
30.09
17.96
42.80
4.86
Instinet is APEX’s technology provider, All Exchange fee/rebates are passed directly back to the client.
CITADEL SECURITIES LLC
21.86
19.32
20.37
15.92
49.85
104811.28
10.7335
227213.72
10.8345
102254.10
13.8713
179217.16
14.5007
APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Jane Street Capital
20.88
25.56
29.38
17.68
13.48
136688.28
10.8007
300917.50
11.3127
174023.70
23.6261
118545.70
15.2442
APEX receives payment from Jane Street Capital (Jane) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Virtu Americas, LLC
15.09
13.95
18.99
13.43
19.96
74809.90
9.6435
167885.33
9.7821
130019.50
28.0399
71572.08
12.3396
APEX receives payment from Virtu Financial, Inc. (Virtu) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Two Sigma Securities, LLC
5.84
1.43
1.90
8.90
8.87
7083.26
6.8905
16748.91
7.9164
101057.30
28.7572
15793.41
14.0632
APEX receives payment from Two Sigma Investments, LP (Two Sigma) for directing order flow. Payment varies based upon a number of factors including but not limited to: whether an order is marketable at the time of order entry, the underlying price of the security and any special handling instructions. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
100.00
2.16
4.98
39.64
53.22
Wolverine Execution Services, LLC
33.89
24.61
38.93
45.00
25.52
12996.90
26.6729
124110.95
34.8956
47939.25
33.0288
112439.96
55.0949
APEX receives payment from Wolverine Execution Services (Wolverine) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Dash Financial Technologies
32.62
46.47
25.16
15.31
45.65
22924.92
21.7037
34164.38
24.6479
18531.56
23.6254
216391.31
51.7610
APEX receives payment from Dash Technologies Inc (Dash) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Global Execution Brokers LP
15.94
13.63
16.15
18.51
14.10
6257.46
25.0028
43479.25
34.8377
20660.25
33.5633
56255.73
56.9673
APEX receives payment from G1 Execution Services, LLC (G1X) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
CITADEL SECURITIES LLC
8.33
9.15
11.02
11.14
5.95
4457.90
24.8531
24399.60
29.6995
13419.23
29.3201
17256.88
53.0687
APEX receives payment from Citadel Securities, LLC. (Citadel) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.
Matrix Executions, LLC / Simplex Trading, LLC
7.44
4.87
7.29
8.81
6.53
27.60
41.1940
19978.65
33.0051
14447.25
29.8417
37867.40
55.5444
APEX receives payment from Matrix Executions, LLC (Matrix) for directing order flow of options contracts. Payment varies based upon a number of factors including but not limited to: Type of the order and the underlying symbol of the security. These payments were not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds or disincentives for failing to meet order flow thresholds.