Regulation NMS - Rule 606 - Disclosure of SEC Required Held Order Routing Information
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SWST_2019Q1Disclosure.pdf 30-Apr-2019 10:27 12K
SWST_2019Q4Disclosure.pdf 30-Jan-2020 12:37 17K
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606-SWST-2020Q3.zip 29-Oct-2020 14:51 71K
HTS 2019Q3 Rule 606 Report.pdf 30-Oct-2019 10:15 71K
HTS 2019Q1 Rule 606 Report.pdf 30-Apr-2019 10:27 73K
HTS 2019Q2 Rule 606 Report.pdf 18-Jul-2019 12:56 73K
SWST_2019Q2Disclosure.pdf 25-Jul-2019 15:12 74K
SWST_2019Q3Disclosure.pdf 30-Oct-2019 10:16 74K
HTS 2019Q4 Rule 606 Report.pdf 30-Jan-2020 12:37 76K
606-SWST-2020Q2.zip 31-Jul-2020 09:12 77K
606-SWST-2020Q1.zip 29-May-2020 10:46 79K
606-SWST-2021Q1.zip 29-Apr-2021 09:49 81K
606-SWST-2020Q4.zip 28-Jan-2021 10:09 81K
606-SWST-2021Q2.zip 27-Jul-2021 13:28 83K
606-SWST-2021Q3.zip 25-Oct-2021 13:16 83K
606-SWST-2022Q1.zip 26-Apr-2022 17:49 107K
606-SWST-2022Q2.zip 29-Jul-2022 09:36 108K
606-SWST-2021Q4.zip 31-Jan-2022 13:55 110K
606-SWST-2022Q3.zip 28-Oct-2022 12:38 118K
606-SWST-2022Q4.zip 26-Jan-2023 09:40 119K
606-SWST-2023Q1.zip 01-May-2023 16:46 121K
606-SWST-2023Q2.zip 31-Jul-2023 13:53 127K
606-SWST-2023Q4.zip 30-Jan-2024 15:26 129K
606-SWST-2024Q1.zip 30-Apr-2024 16:06 130K
606-SWST-2023Q3.zip 31-Oct-2023 10:12 130K
6220_606_NMS_2024_Q3_SWST.zip 31-Oct-2024 13:40 133K
6220_606_NMS_2024_Q4_SWST.zip 29-Jan-2025 20:29 134K
6220_606_NMS_2024_Q2_SWST.zip 31-Jul-2024 12:58 135K
6220_606_NMS_2025_Q1_SWST.zip 29-Apr-2025 19:51 146K